Speaker Resources

Tap into Pershing's network of speakers and subject matter experts through Pershing's speaker resources. We work closely with you to create a speaker solution that is right for your program and tailor each presentation to meet your needs.

Host a Pershing speaker
To learn more, or to schedule a speaking engagement, please contact the Corporate Events Group at corporateevents@pershing.com, or call us at (866) 355-5544.

Meet the speakers
Our speakers are leading authorities on business strategy, sales, training and development, and other key disciplines.
They are available to participate in seminars and debates, or serve as moderators or panelists for your program.

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Operational Support

  • Kevin Armstrong

    Director and Managing Counsel

    • Broker-Dealer and Investment Advisor Firm Relationships
    • Investment Management Transactions and Regulations
    • Dodd Frank and It's Impact on Broker-Dealers and Investment Advisors
  • Jeffrey Bloch

    Managing Director and Senior Managing Counsel

    • Broker-Dealer and Clearing Firm Relationships
    • Legislation and Regulatory Overview
  • Brian Kraus

    Vice President

    • Manager and Fund Due Diligence
  • Lawrence Morillo

    Managing Director

    • Brokerage Operations
    • Domestic, Government and International Clearance
  • Steven Reiff
    Steven Reiff

    Chief Investment Officer

    • Risk Management and Portfolio Management
    • Asset and Liability Management
  • Claire Santaniello

    Chief Compliance Officer

    • Broker-Dealer and Clearing Firm Relationships
    • Compliance and Regulatory Developments
    • Risk Management
  • Aaron Steinberg

    Director

    • Hedge Fund Operations and Infrastructure

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Trading Services

  • Ted Bragg

    Managing Director

    • Economic and Market Environment
    • Fixed Income Products and Solutions
  • Frank LaSalla

    Managing Director

    • Foreign Exchange
    • International Equities Trading
  • Craig Messinger

    Managing Director

    • Equity Trading
    • Fixed Income Trading
    • Institutional Trading
    • Market Structure
  • Derek Penn

    Managing Director

    • Buy Side/Sell Side Differences
    • International Equity Trading
    • Listed Equity Sales and Trading
    • NASDAQ Trading
    • Trading Through the New York Stock Exchange

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Flexible Technology

  • Marc Butler

    Managing Director

    • Financial Services Technology Trends
    • Technology Tools for Advisors
    • Technology Tools for Efficiency
  • Steven Dunlap

    Managing Director

    • Building Financial Technology Businesses
  • Anthony J. Harper

    Managing Director

    • Building Financial Technology Businesses
  • Suresh Kumar

    Chief Information Officer

    • Business Process Reengineering
    • Technology Architecture
    • Technology Risk Management
  • Lucille Mayer

    Managing Director

    • Business and Functional Technology Architecture
    • Customer Technology Solution Delivery
  • Jagdish Rangwani

    Managing Director

    • Application and Infrastructure Architecture
    • Application Development
    • Brokerage Technology
    • Software Process Improvement
    • Technology Management and Outsourcing
  • Aaron Steinberg

    Director

    • Implementing Infrastructure and Technology

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Investment Solutions

  • Rudolph Bayer

    Director

    • Separately Managed Accounts Manager Trends
    • Unified Managed Accounts
  • Steven Dunlap

    Managing Director

    • Managed Accounts Strategy and Distribution
    • Trends in the Managed Account Industry
  • Christine Gill

    Director

    • Managed Accounts Strategy and Distribution
    • Separately Managed Accounts Manager Trends
    • Trends in the Managed Account Industry
  • Anthony J. Harper

    Managing Director

    • Managed Accounts Strategy and Distribution
    • Trends in the Managed Account Industry
  • Samuel King

    Director

    • Trends in the Managed Account Industry
  • Irv Klubeck

    Managing Director

    • Securities Lending
  • Brian Kraus

    Vice President

    • Alternative Investments
    • Portfolio Management
  • James Seuffert

    Chief Executive Officer, Pershing Managed Account Solutions

    • Managed Accounts Strategy and Distribution
    • Trends in the Managed Account Industry

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Practice Management

    • Jim Crowley

      Managing Director

      • The Broker-Dealer of the Future
      • Financial Services Industry Trends
      • Growth Strategies for Broker-Dealers
      • Shift to the Advisory Business
    • Kim Guimond Dellarocca

      Director

      • Marketing Strategies
      • Practice Management Solutions
    • Steven Dunlap

      Managing Director

      • Product Strategy and Business Development
    • Richard Horne

      Director

      • Transitioning to Fees
      • Advisor Trends: 10 Big Things to Think About
      • RIA Solutions for Broker-Dealers
    • Samuel King

      Director

      • Segmenting Your Clients and Building an Effective Service Model
      • Transitioning to a Fee-Based Advisory Practice
    • Brian Shea

      Chief Executive Officer

      • Business Building Solutions
      • Strategies to Grow Your Business
      • Trends Impacting the Financial Services Industry
    • Aaron Steinberg

      Director

      • Business Continuity and Disaster Recovery
      • Hedge Fund Best Practice
      • Outsourcing
      • Vendor Selection and Service Providers
    • Mark Tibergien

      Chief Executive Officer, Pershing Advisor Solutions

      • Advisor Trends: 10 Big Things to Think About
      • How to Recruit, Retain and Reward Key People
      • Mission Impossible: How Advisors Are Improving Practice Management
      • Real Deals: Key Trends in Mergers and Acquisitions of Advisory Firms

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Service Excellence

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Industry Insights

  • Rudolph Bayer

    Director

    • Managed Investment Industry
  • Christine Gill

    Director

    • Trends in the Managed Account Industry
  • Lawrence Morillo

    Managing Director

    • Changing Regulation and the Impact on Firms and Investors
  • Brian Shea

    Chief Executive Officer

    • Impact of Regulatory Change in the Financial Services Industry
    • Turning Regulatory Change Into Opportunity

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Strength and Stability

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Global

  • Frank LaSalla

    Managing Director

    • International Business and Investing
    • International Clearance and Settlement
  • Steven Reiff
    Steven Reiff

    Chief Investment Officer

    • Global Economic and Market Outlook

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