Sponsors & Exhibitors

Pershing hosts industry leading asset managers, technology companies and business solutions providers as sponsors and exhibitors at INSITE 2012. To enhance the attendee experience, sponsors and exhibitors offer industry perspective during the various breakout sessions as well as showcase their capabilities during the INSITE Exhibit Hall.

Sponsors
Exhibitors
Exhibitors Fact Sheet

Click the Sponsor logos to view their company website.

Elite Sponsors

Conference Sponsors

ADVISORASSIST, LLC - TABLE 812

31 Schoosett Street, Suite 305, Pembroke, MA 02359
www.advisorassist.com

Chris Winn - Managing Principal, (617) 532-0925, cwinn@advisorassist.com

AdvisorAssist is a management consulting firm focused exclusively on serving investment advisory firms. Through consultative services and outsourcing, AdvisorAssist provides expertise, resources and actionable solutions to help clients in the areas of compliance and practice management.

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ADVISORSHARES - TABLE 602

2 Bethesda Metro Center, Suite 1330, Bethesda, MD 20814
www.advisorshares.com

James Carl - Vice President, (202) 684-6767, jc@advisorshares.com
Noah Hamman - Chief Executive Officer and Founder, (202) 684-6383, nh@advisorshares.com
Chuck Robertson - Director of Marketing, (310) 933-5456, cr@advisorshares.com

AdvisorShares is one of the leading providers of actively-managed exchange-traded funds (ETFs). AdvisorShares provides educational support to help investors understand ETFs, and the underlying investment strategy for each AdvisorShares ETF. AdvisorShares seeks qualified sub-advisor partners to offer compelling investment strategies in an active ETF structure.

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ADVISORY RESEARCH, INC. - TABLE 310

180 North Stetson, Suite 5500, Chicago, IL 60601
www.advisoryresearch.com

Andrew Davis - Vice President, (312) 613-8328, adavis@advisoryresearch.com
Heather Madden - Vice President, (312) 613-2759, hmadden@advisoryresearch.com
Jeff Spray - Senior Vice President, (314) 537-6097, jspray@famco.com

Advisory Research, Inc. is a leading investment firm with over $9 billion in assets under management. Founded in 1974, Advisory Research is a value-oriented investment firm, providing U.S. and non-U.S. equity strategies through mutual funds and separately managed accounts. The team is dedicated to unlocking value through rigorous analysis and management engagement. In addition, Advisory Research provides specialized investment management solutions to institutional and high-net-worth clients through its investment partner, FAMCO MLP. FAMCO MLP, a division of Advisory Research, is dedicated to managing Master Limited Partnerships (MLPs) and energy infrastructure strategies for open and closed-end mutual funds, institutional and high-net-worth clients. The firm’s core investment strategies include: International Small Cap Value, Global All Cap Value, All Cap Value, Small/Mid Cap Value, Small Cap Value, MLP and Energy Income Fund.

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THE ADVISORY TRUST COMPANY OF DELAWARE - TABLE 712

2710 Centerville Road, Suite 101, Wilmington, DE 19808
www.advisorytrustco.com

Mike Flinn - Western Regional Trust Consultant, (602) 908-1497, mflinn@advisorytrustco.com
Andrea Leverage - Trust Marketing Officer, (302) 636-8508, aleverage@advisorytrustco.com

Advisory Research, Inc. is a leading investment firm with over $9 billion in assets under management. Founded in 1974, Advisory Research is a value-oriented investment firm, providing U.S. and non-U.S. equity strategies through mutual funds and separately managed accounts. The team is dedicated to unlocking value through rigorous analysis and management engagement. In addition, Advisory Research provides specialized investment management solutions to institutional and high-net-worth clients through its investment partner, FAMCO MLP. FAMCO MLP, a division of Advisory Research, is dedicated to managing Master Limited Partnerships (MLPs) and energy infrastructure strategies for open and closed-end mutual funds, institutional and high-net-worth clients. The firm’s core investment strategies include: International Small Cap Value, Global All Cap Value, All Cap Value, Small/Mid Cap Value, Small Cap Value, MLP and Energy Income Fund.

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ALLIANZ GLOBAL INVESTORS - TABLE 605

1633 Broadway, 41st Floor, New York, NY 10019
www.allianzinvestors.com

Kyle Sand - RIA Investment Consultant, (212) 739-4075, kyle.sand@allianzinvestors.com

With more than $2 trillion under management*, Allianz Global Investors is a pre-eminent global asset management group committed to helping clients achieve sustainable success. We draw on the intellectual capital of our diverse family of investment managers—each with its own distinctive philosophy and culture—to provide clients with a choice of innovative investment solutions, including mutual funds, managed accounts, closed-end funds, 529 plans and retirement offerings. We are part of the Allianz Group, one of the world’s leading integrated financial services providers. *Allianz Global Investors AG AUM as of December 31, 2010.

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ALPS PORTFOLIO SOLUTIONS - TABLE 708

1290 Broadway, Suite 1100, Denver, CO 80203
www.alpsfunds.com

Jennifer Levesque - Institutional Sales Consultant and Client Relations, (720) 917-0610, Jennifer.levesque@alpsinc.com

ALPS offers innovative investment solutions that helps advisors and investors build better portfolios. With more than $6 billion in assets under management, ALPS is the advisor to a number of different open-end, closed-end and exchange-traded fund (ETF) portfolios. We specialize in satellite and alternative investment strategies with a focus on commodities, MLPs, private equity, emerging markets and global asset allocation. Our exposure is achieved primarily through ETFs and open-end funds so that we can provide access to alternatives that is registered, liquid and fully transparent. We strive to deliver portfolio solutions that allow investors to diversify their core holdings, obtain exposure to attractive investment themes and ultimately build better portfolios.

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AMERICAN BEACON ADVISORS, INC. - TABLE 517

4151 Amon Carter Boulevard, MD2450, Fort Worth, TX 76155
www.americanbeaconfunds.com

Adrian Castillo - Senior Relationship Advisor, (817) 391-6214, Adrian.castillo@ambeacon.com
Virginia Harn - Sales Administrative Assistant, (817) 391-6191, virginia.harn@ambeacon.com

The American Beacon Funds manage a series of 21 low-cost, load and no-load mutual funds, which include international and domestic equity funds, as well as bond and money market funds. American Beacon utilizes a “manager-of-managers” strategy for the equity funds by combining the strategies of multiple, leading investment managers within one fund. This strategy seeks to produce less volatility and more consistent returns over the long term. As of February 29, 2012, American Beacon Advisors had over $48 billion in assets under management.

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AMERICAN FUNDS - TABLE 401

3500 Wiseman Boulevard, San Antonio, TX 78251
www.americanfunds.com

Drea Neville - Administrative Assistant, Sales Management, (213) 615-4122, drn@capgroup.com

American Funds® is one of the nation’s oldest mutual fund families, serving investors since 1931. We are also one of the nation’s largest, with more than $900 billion in assets representing over 50 million shareholder accounts. As of December, 2010

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AMERITAS ADVISOR SERVICES - TABLE 314

5900 O Street, Lincoln, NE 68510
www.ameritasdirect.com

Patty Reiners - Assistant Vice President, Advisor Services, (402) 440-6505, preiners@ameritas.com

Ameritas Advisor Services, a division of Ameritas Life Insurance Corp. (Ameritas Life), and the no-load insurance pioneer, offers financial professionals a competitive range of life insurance and annuity solutions with no sales loads. Our focus is on helping fee-only and fee-based advisors of all experience levels design asset protection and retirement income solutions. Advisors do not need special insurance training or licensing to take advantage of the services from Ameritas Advisor Services. We provide comprehensive support services to fit the wealth manager’s practice. Insurance and annuities are issued by Ameritas Life and its affiliate Acacia Life Insurance Company (Acacia), both highly rated companies.

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AVE MARIA MUTUAL FUNDS - TABLE 407

3707 West Maple Road, Suite 100, Bloomfield Hills, MI 48301
www.avemariafunds.com

Michael Schwartz - Vice President and Director of Advisory Services, (800) 449-9240, michael@schwartzinvest.com

The highly-rated Ave Maria Mutual Funds are managed by Schwartz Investment Counsel, Inc., a registered investment advisor established in 1980. The funds are available to individual and institutional investors seeking investments in companies that do not violate core teachings of the Roman Catholic Church. Securities for the funds are selected based on sound investment fundamentals and pro-life values. Schwartz Investment Counsel, Inc., is a firm committed to providing superior investment counsel to families and fiduciaries that choose to employ a disciplined approach to investing. The firm has also managed the Schwartz Value Fund since 1984 and recently began offering Ave Maria Separately Managed Accounts. Call (866) AVE-MARIA (866-283-6274.

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BARCLAYS - TABLE 718

745 Seventh Avenue, New York, NY 10019
www.barclays.com

Sean Gordon - Managing Director, (212) 528-7198, sean.gordon@barclays.com

Barclays moves, lends, invests and protects money for customers and clients worldwide. With over 300 years of history and expertise in banking, we operate in over 50 countries and employ over 140,000 people. We provide large corporate, government and institutional clients with a full spectrum of solutions to their strategic advisory, financing and risk management needs. Our clients also benefit from access to the breadth of expertise across Barclays. We’re one of the largest financial services providers in the world, and are also engaged in retail banking, credit cards, corporate banking and wealth and investment management. Barclays offers premier investment banking products and services to its clients through Barclays Bank PLC. For more information, visit www.barclays.com.

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BARON FUNDS - TABLE 609

767 5th Avenue, 49th Floor, New York, NY 10153
www.baronfunds.com

David Feldman - Head of Intermediary Sales, (212) 583-2181, dfeldman@baronfunds.com

Founded in 1984 by Ron Baron, Baron Capital Management, Inc., is a research driven, long-term equity investment firm. We invest in growth businesses with substantial competitive advantages and strong management teams, using a value-oriented purchase discipline. We conduct rigorous research throughout the life of an investment and this drives every investment decision. We think about the companies we invest in as owners, focusing on management’s vision and leadership, and the business’ future growth prospects. Our clients are institutional and individual investors through separately managed accounts, sub-advisory services and mutual funds. Our investment strategies cover small, mid and large cap U.S. and overseas companies.

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BLACKROCK - BOOTH 418

1 University Square Drive, Princeton, NJ 08540
www.blackrock.com/fp

Vanessa Brown - Vice President, (609) 282-2546, vanessa.brown@blackrock.com
Rosemarie Miele - Director, (609) 282-2465, rosemarie.miele@blackrock.com
Carlye Rosenthal - Analyst, (212) 810-8973, carlye.rosenthal@blackrock.com

Since our founding more than 20 years ago, BlackRock® has held true to the core principles of putting investors’ interests first, and striving to deliver the investment performance they expect. We believe the combination of our scale, global insight and leading-edge risk management capabilities positions us to deliver consistent long-term investment results with fewer surprises. For additional information, please visit the firm’s website at www.blackrock.com/fp or call (888) 426-6727.

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BLOOMBERG - BOOTH 507

731 Lexington Avenue, New York, NY 10022
www.bloomberg.com

Lisa DiAntonio - Event Account Manager, (212) 617-9570, ldiantonio@bloomberg.net
Marvin Fuentes - Core Terminal Account Manager, (212) 617-2302, mfuentes@bloomberg.net

The BLOOMBERG PROFESSIONAL® service combines the best market intelligence and powerful analytics, allowing users to view, compare and contrast information in a way that they can tailor to their needs. The all-inclusive BLOOMBERG PROFESSIONAL service delivers instantaneous data, prices, charting, searchable documents, workflow utilities and critical news integrated with analytics, trading, communication and order management tools. Subscribers can access their BLOOMBERG PROFESSIONAL service from their desktops, laptops and mobile devices.

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BLUE SHORES CAPITAL - TABLE 202

5002 T-Rex Avenue, Suite 225, Boca Raton, FL 33431
www.blueshorescapital.com

Amy Morrow - Senior Research Associate, (561) 912-1060, amy.morrow@ipcanswers.com
Bruce Tabatchnick - National Sales Manager, (800) 346-4570, bruce.tabatchnick@ipcanswers.com

Blue Shores Capital, a pioneer in alternative separate account management, is the proprietary investment management division of Independent Portfolio Consultants, Inc. (IPC), an SEC registered investment advisor. Blue Shores’ flagship Global Long/Short Core Equity strategy is a competitive alternative to the traditional illiquid and opaque L.P. structure of many long/short equity strategies. In addition to attractive net-of-fee nominal and risk-adjusted returns versus many other long/short strategies, it provides daily liquidity and full transparency in a separate account structure. IPC, Blue Shores’ parent organization, has been the separately managed account business since its infancy and consults on approximately $1.9 billion in client assets. The Blue Shores Division was founded by Kevin Bush, CFA, CMT, in 2006 to provide a comprehensive managed account solution for third-party correspondents to uniquely address the mass-affluent market place.

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BNP PARIBAS - BOOTH 510

787 Seventh Avenue, New York, NY 10019
www.bnpparibas.com

John Catizone - Managing Director, (212) 471-7080, john.catizone@americas.bnpparibas.com
Raul Perez - Director, (212) 471-6418, raul.perez@americas.bnpparibas.com
Serge Troyanovsky - Managing Director, (212) 841-3321, serge.troyanovsky@americas.bnpparibas.com

BNP Paribas is one of the best rated banks in the world* with a presence in more than 80 countries. GECD is the business line within the bank’s Corporate and Investment Banking division combining the activities of Structured Equity, Flow and Financing and Commodity Derivatives. Structured Equity offers equity derivatives solutions structured to the needs of corporates, retail and institutional clients based on underlyings including equities and indices. Flow and Financing delivers equity solutions through research, trading and sales of flow derivatives. Additionally it offers financing through prime brokerage, securities lending and synthetic financing. It also integrates equity brokerage providing institutional clients with a range of research, sales, trading and execution services on equities. Commodity Derivatives offers a range of price risk management solutions. Underlyings include energy, metals and soft commodities. The Over-The-Counter group provides liquidity and market-making, while the Futures team provides clearing and financing solutions. *Rated AA- by Standard & Poor’s.

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BNY MELLON - DEPOSITARY RECEIPTS - TABLE 701

101 Barclay Street, 22nd Floor, New York, NY 10286
www.adrbnymellon.com

Angelo Fazio - Managing Director, (212) 815-2213, angelo.fazio@bnymellon.com
Kristen Resch - Vice President, (212) 815-3874, kristen.resch@bnymellon.com
Cheryl Workman - Vice President, (212) 815-2732, cheryl.workman@bnymellon.com

BNY Mellon acts as depositary for more than 2,500 American and global depositary receipt programs, acting in partnership with leading companies from 65 countries. With an unrivaled commitment to helping securities issuers succeed in the world’s rapidly evolving financial markets, the company delivers the industry’s most comprehensive suite of integrated depositary receipt, corporate trust and stock transfer services.

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BOK FINANCIAL CORPORATION - TABLE 815

7500 College Boulevard, Suite 125, Overland Park, KS 66210
www.BOKF.com

Rosemary Hueser - Vice President, Trust Advisory Services, (913) 234-6678, rhueser@bokf.com

BOK Financial works closely with advisors and other professionals to provide trust administration services for clients. BOK Financial Corporation is a multi-billion dollar regional financial services company based in Tulsa, Oklahoma and our stock is publicly traded on the NASDAQ(BOKF). Total trust assets under management by our bank affiliates exceed $36 billion. We are federally charted by the Office of Comptroller of the Currency (OCC) and can operate in all 50 states. With more than 125 trust administrative officers within our regional footprint, you’ll receive unmatched personal service from a team of local experts.

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BRANDES INVESTMENT PARTNERS, L.P. - TABLE 604

11988 El Camino Real, Suite 500, San Diego, CA 92130
www.brandes.com

Anthony Bregante - National Accounts Manager, (858) 523-2472, anthony.bregante@brandes.com
James Caine - Regional Manager, (858) 523-3577, central-south-latinamerica@brandes.com
Lori Jenner - Portfolio Manager, (858) 523-3346, lori.jenner@brandes.com

Brandes Investment Partners is a leading investment advisory firm, managing equity and fixed income assets for institutional and private clients worldwide. Since our inception in 1974, we have applied the value investing approach to security selection pioneered by Benjamin Graham. Among the first investment firms to bring a global perspective to value investing, we manage a variety of investment strategies.

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CALAMOS INVESTMENTS - BOOTH 414

2020 Calamos Court, Naperville, IL 60563
www.calamos.com

Jason Lauderback - National Accounts Manager, (630) 245-1819, jlauderback@calamos.com
Carlos Soriano - Assistant Vice President, Investment Consultant, (630) 245-1370, csoriano@calamos.com
Mark Storey - Vice President, Director Strategic Partner Team, (630) 245-8747, mstorey@calamos.com

Calamos Investments is a global asset management company offering growth, defensive equity, fixed income and alternative strategies. With roots back to 1977, the firm serves individuals, institutions, retirement plans and offshore clients. Using a risk-managed process, Calamos combines top-down research and capital structure analysis to better understand company valuations and guide portfolio decisions in helping investors build wealth over time.

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CD FUNDING GROUP, LLC - TABLE 814

425 Walnut Street, Suite 1100, Cincinnati, OH 45202
www.cdfundinggroup.com

Tim Bonacci - President and Chief Executive Officer, (513) 271-0759, tbonacci@cdfundinggroup.com
Susan Caverly - Senior Vice President and Regional Relationship Manager, (978) 474-8806, scaverly@cdfundinggroup.com
Keith Spayd - Senior Vice President and Regional Relationship Manager, (502) 533-3801, kspayd@cdfundinggroup.com

CD Funding Group, the premier provider of Market-Linked CDs for Banks and Bank Broker-dealers. As a leader in the structured products industry in the development, implementation and marketing of proprietary and nationally-issued structured investment solutions for banks, broker-dealers and registered investment advisors (RIAs). CD Funding Group partners with banks across the country to successfully implement Market-Linked CD products issued in their own bank’s name through its Power CDSM offering, which includes product development, implementation, marketing, sales training and relationship management. Our proven turn-key program can have a bank actively offering its own product within 30 days. Broker-dealers and RIAs engage CD Funding to provide sales training, education, industry compliance standards, as well as a menu of structured investment products to meet the full spectrum of investor needs including retail, high-net-worth and institutional investments.

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CFP BOARD - TABLE 803

1425 K Street NW, Suite 500, Washington, DC 20005
www.cfp.net

Meg Losty - Manager, Marketing, (202) 202-2258, tbonacci@cdfundinggroup.com
Joseph Maugeri - Director of Firm Relations, (202) 379-2254, svaught@cdfundinggroup.com

CFP Board is the certification and standards-setting organization for the Certified Financial Planner™ certification in the U.S. Founded in 1985, CFP Board benefits the public by establishing and enforcing education, examination, experience and ethics standards for CFP® certification and upholding it as the recognized standard of excellence for competent and ethical personal financial planning.

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CITI OPENWEALTH - TABLE 513

388 Greenwich Street, New York, NY 10013
www.transactionservices.citi.com

Andrew Clipper - Product, (212) 816-6926, andrew.clipper@citi.com
Brian Corkery - Sales, (617) 824-1262, brian.corkery@citi.com
Open Wealth Information Dedicated Service Team - (877) 682-2278, openwealthinfo@citi.com

Citi OpenWealth®, is an award-winning end-to-end wealth management solution and the industry’s first Unified Managed Household (UMH) platform. OpenWealth is pleased to introduce Advisor Controlled UMA. Advisor Controlled UMA allows advisors to define and control portfolio allocation, construction, household rebalancing, tax and cash flow optimization and aggregated reporting across all managed account products from funds to SMA models. OpenWealth is fully modular including wholesale support, call center, proposals, suitability, performance, statements, account services and trust accounting.

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CITIGROUP GLOBAL MARKETS, INC. - TABLE 514

390 Greenwich Street, 3rd floor, New York, NY 10013
www.citifirst.com

Robert Sowinski - Director of U.S. Sales, (212) 723-7005, robert.sowinski@citi.com

About Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services and wealth management. About Citi Private Investor Products Group, among the many innovations the Citi Private Investor Products Group offers to investors are notes, deposits, certificates, OTC derivatives, exchange-traded notes, mutual funds and proprietary investment strategies. All investment solutions are tailored to meet specific goals, including wealth preservation, retirement investing, yield, income and asset diversification. For more information please go to www.citifirst.com and www.funds.citi.com or call us at (212) 723-7005 to discuss your specific needs.

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CLARK CAPITAL MANAGEMENT GROUP, INC. - TABLE 810

One Liberty Place, 1650 Market Street, Philadelphia, PA 19103
www.ccmg.com

Brendan Clark - Executive Vice President, (215) 569-2224, jbell@ccmg.com

Clark Capital Management Group is an independent investment advisory firm providing institutional-quality investment solutions to individual investors, corporations, foundations and retirement plans. Founded in 1986 and entrusted with over $3 billion in assets, our investment philosophy is driven by a single-minded focus: to add value for our collective clients. This focus requires us to seek superior risk-adjusted returns over full market cycles. It compels us to maintain a long-term perspective and provide innovative investment management solutions that are available through Unified Managed Accounts (UMA/TAMP), Separately Managed Accounts (direct and model delivered), Mutual Funds and 401(k) Plans via Collective Trusts.

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COHEN & STEERS - TABLE 308

280 Park Avenue, 10th Floor, New York, NY 10017
www.cohenandsteers.com

Jessica Clewell - RIA Specialist, (212) 796-9363, jclewell@cohenandsteers.com
Ron Pucillo - Vice President, RIA Consultant Eastern Region, (201) 926-0163, rpucillo@cohenandsteers.com
Calvin Tintle - RIA Specialist, (212) 796-9388, ctintle@cohenandsteers.com

Cohen & Steers is a manager of portfolios specializing in global real estate securities, global listed infrastructure, real assets, large cap value stocks and preferred securities. The company also manages alternative investment strategies such as hedged real estate securities portfolios and private real estate multimanager strategies for qualified investors. Headquartered in New York City, with offices in London, Brussels, Hong Kong, Tokyo and Seattle, Cohen & Steers serves individual and institutional investors through a broad range of investment vehicles. Our passionate belief that dividends provide an important part of an investment’s total return and overall diversification has been the foundation for our portfolio strategies. We believe the significant growth in our assets under management over the past two decades reflects the growing demand for dividend-paying equity investments.

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COLE REAL ESTATE INVESTMENTS - BOOTH 413

2325 East Camelbak Road, Suite 1100, Phoenix, AZ 85016
www.colecapital.com

Brett Dearing - Senior Vice President, Head of Sales, RIA/Wire/Institutional Channel, (602) 778-8700, bdearing@colecapital.com
Phil Graham - Senior Vice President, National Account Manager, (602) 778-6139, pgraham@colecapital.com
Brian Mackin - Senior Vice President, (813) 245-9432, bmackin@colecapital.com

Founded in 1979, Cole Real Estate Investments is one of the most active acquirers of core real estate assets, managing one of the country’s largest portfolios of retail properties. Cole primarily targets net-leased single-tenant and multi-tenant retail properties under long-term leases with high credit quality tenants, as well as single-tenant office and industrial properties. Cole executes a conservative investment and financing strategy designed to provide investors with the opportunity for stable current income and capital appreciation. Today, Cole-related entities own and manage more than 1,600 properties representing approximately 59.6 million square feet of commercial real estate in 47 states with a combined acquisition cost of nearly $10 billion.

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COLLEGE FOR FINANCIAL PLANNING - TABLE 804

8000 East Maplewood Avenue, Suite 200, Greenwood Village, CO 80111
www.cffpinfo.com

Michael Ruppeck - Corporate Education Consultant, (303) 220-4925, michael.ruppeck@cffp.edu

The College for Financial Planning is the leading institution focused on meeting the education needs of financial services professionals. Founded in 1972, the College created the prestigious CERTIFIED FINANCIAL PLANNER™ (CFP®) certification and has trained over 120,000 professionals. Flexible instructor-led/Web-delivered classes meet the needs of today’s busy professionals. Graduates of the College are consistently ranked as the best financial advisers in the nation. Designations awarded include AAMS®, ADPA®, APMA®, AWMA®, CRPC®, CRPS®, CMFC®, RP®, and Master of Science degree program in Financial Planning, Finance and Financial Analysis.

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COLUMBIA MANAGEMENT - TABLE 617

225 Franklin Street, 29th Floor, Boston, MA 02110
www.columbiamanagement.com

Michael Connolly - Regional Sales Director, (617) 912-2222, michael.j.connolly@columbiamanagement.com
Andrew Wright - Director, Investment Only National Accounts, (617) 772-3997, andrew.m.wright@columbiamanagement.com

The Columbia Management story began over 100 years ago, and today, we are one of the nation’s largest dedicated asset managers with a singular focus on our partnership with you, a comprehensive range of investment products, first-class research and thought leadership and a disciplined investment approach. A sampling of our legacy fund families includes Colonial Funds, Columbia Funds, Acorn Funds, Nations Funds, Excelsior Funds, RiverSource Funds and Seligman Funds. Our sub-advisory relationships include Brandes Investment Partners, L.P.; MacKay Shields, LLC; and Marsico Capital Management, LLC.

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COMERICA BANK & TRUST NATIONAL ASSOCIATION - TABLE 216

411 West Lafayette, MC3300, Detroit, MI 48226
www.comerica.com

Barry Babbitt - Alliance National Sales Manager, (313) 222-3397, bdbabbitt@comerica.com

With our Alliance Partners providing relationship management and investment services, Comerica Bank offers fiduciary, estate and trust services with special expertise in estate settlement, special needs trusts and managing unique assets such as closely held business, real estate and mineral interests.

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CROFT FUNDS CORPORATION - TABLE 211

300 Water Street, 4th Floor, Baltimore, MD 21202
www.croftfunds.com

Patrick Halloran - Research Analyst, (410) 576-0100, phalloran@croftleo.com
Alex Phillips - Research Analyst, (410) 576-0103, aphillips@croftleo.com

Croft Funds Corporation is part of Croft Leominster, Inc., a family owned and operated money manager since 1989. The Croft Value Fund (CLVFX) is value-oriented with a contrarian bent. Our strategy is based on idea generation and diligent research. We seek to find stocks trading at $0.50-$0.80 on the dollar to buy and hold for 3-5 years. We seek to outperform the market and maintain a low-turnover, tax-efficient portfolio.

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CUSHING MLP ASSET MANAGEMENT, LP - TABLE 616

8117 Preston Road, Suite 440, Dallas, TX 75225
www.cushingfunds.com

Gavin Worthy - Business Development, (214) 635-1686, gworthy@swankcapital.com

Cushing®, a subsidiary of Swank Capital, LLC, is a leader in MLP asset management and offers one of the broadest suites of MLP investment solutions for advisers and their clients. With mutual funds, separate accounts, and private funds, Cushing® has an investor-focused, research driven, actively managed approach that truly sets it apart from others.

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DIREXIONFUNDS - BOOTH 412

275 Washington Street, Suite 310, Newton, MA 02458
www.direxionfunds.com

Andrew O’Rourke - CMO, (617) 399-8851, orourkea@direxionfunds.com

Direxion Funds and Direxion Shares, managed by Rafferty Asset Management, LLC, offer leveraged index funds, exchange-traded funds and alternative-class fund products for investment advisors and sophisticated investors who seek to effectively manage risk and return in both bull and bear markets. Founded in 1997, the company has approximately $8 billion in assets under management as of December 31, 2011. The company’s business model is built on continuous product innovation, exceptional customer service and a commitment to building strategic relationships with distribution partners.

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DIVIDEND CAPITAL GROUP - TABLE 302

518 17th Street, Suite 1200, Denver, CO 80202
www.dividendcapital.com

Tom Pellowe - Senior Vice President National Accounts, (303) 226-4844, tpellowe@dividendcapital.com

Dividend Capital Group is a full service investment company focused on developing and managing real estate products that build real value for investors. The company’s principals and management teams are widely recognized and respected for their accomplishments within the industry. With expertise in the public and private real estate sectors—as investors, operators and financiers—Dividend Capital has built a solid reputation for thoroughly understanding cash flow metrics and the underlying fundamentals of the real estate industry. Dividend Capital offers a variety of real estate investment options for individual and institutional investors. For more information, please call (866) DCG-REIT (866-324-7348).

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DREYFUS - BOOTH 501

200 Park Avenue, New York, NY 10166
www.dreyfus.com

Jonathan Hall - Senior Vice President, (617) 722-7264, jonathan.r.hall@bnymellon.com
Carol Kelty Moses - Senior Vice President, (212) 922-6677, moses.ck@dreyfus.com

The Dreyfus Corporation, established in 1951 and headquartered in New York City, is one of the nation’s leading asset management and distribution companies, currently managing more than $408 billion in assets under management. Dreyfus is part of BNY Mellon Asset Management, a leading global provider of investment management products and services that offers a broad range of money market funds (both domestic and offshore), equity, fixed-income, hedge and liquidity management products through individual asset management companies and multiple distribution channels.

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DWS INVESTMENTS - TABLE 106

222 South Riverside Plaza, Chicago, IL 60606
www.dws-investments.com

Nicole Grogan - Director, National Accounts, (212) 250-0015, nicole.grogan@db.com
Carolyn Tobin - Director, Liquidity Management Group, (312) 537-8360, carolyn.tobin@db.com

DWS Investments is the U.S. retail brand of Deutsche Bank’s global asset management division. With access to a global network in 16 countries, DWS Investments strives to make innovative investment strategies, traditionally reserved for institutions and high-net-worth individuals, available to the U.S. retail investor. DWS Investments manages $129 billion in retail and retirement assets in more than 141 mutual funds and variable insurance portfolios across all major asset categories in the United States.

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FEDERATED INVESTORS, INC. - BOOTH 422

1001 Liberty Avenue, Pittsburgh, PA 15222
www.federatedinvestors.com

Laura Deger - Senior Vice President, Cash Management Sales, (412) 288-1900, ldeger@federatedinv.com
Tracey McConnell - Marketing Communications, (412) 288-1900, tmcconnell@federatedinv.com

A financial pioneer since 1955, Federated is a global investment manager known for its stability. Our investment solutions span domestic and international equity, fixed income, alternative and money market strategies, as well as a variety of separately managed account options. Federated has always taken the long view, believing that diligently doing business the right way over time will present the opportunity for growth. We continue to develop products with the goal of long-term consistent performance.

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FINANCIAL ADVISOR MAGAZINE - TABLE 705

499 Broad Street, Suite 120, Shrewsbury, NJ 07702
www.fa-mag.com

Karen Burke - Digital Advertising Sales Director, (732) 450-8866, kburke@fa-mag.com
Diane Rogala - Associate Publisher, (732) 450-8866, drogala@fa-mag.com
David Smith - Group Publisher, (732) 450-8866, dsmith@fa-mag.com

Financial Advisor, the most widely read publication for independent representatives and registered investment advisors according to Tiburon Advisors, reaches 90,000 independent advisors. For more information, call Bill DiModugno at (732) 450-8866, extension 32, or visit www.fa-mag.com. Private Wealth is the bi-monthly magazine serving 30,000 advisors, service providers and other centers of influence to ultrahigh-net-worth clients, including private bankers, family office executives, registered investment advisors, estate planners, trust officers, attorneys, accounts, insurance professionals and other members of the private wealth management community. For more information, visit www.pw-mag.com.

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FIRST TRUST PORTFOLIOS L.P. - BOOTH 415

120 East Liberty Street, Suite 400, Wheaton, IL 60187
www.ftportfolios.com

Roger Starr - National Accounts, (630) 915-6859, rstarr@ftportfolios.com

First Trust Portfolios L.P. and its affiliate, First Trust Advisors L.P., are privately held investment services companies, which were established in 1991 and operate nationwide and in Canada. The firms provide a variety of investment services, including asset management, financial advisory services and municipal and corporate investment banking. The firms currently have assets under management or supervision of over $30 billion through closed-end funds, unit investment trusts, mutual funds, separately managed accounts and exchange-traded funds. The firms currently have assets under management or supervision of over $30 billion through closed-end funds, unit investment trusts, mutual funds, separate managed accounts and exchange-traded funds.

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FLEXSHARES - TABLE 312

50 South LaSalle Street, L-7, Chicago, IL 60603
www.flexshares.com

Samir Charnalia - Vice President, (617) 955-5106, sc292@ntrs.com

FlexShares ETFs offer new, insightful solutions that build on the global investment experience of one of the world’s leading index managers, Northern Trust. Engineered to advance real-world goals that clients voice, FlexShares blend multiple disciplines into focused options that advisors can use to construct, allocate and manage client portfolios. An investment is subject to risk, including the loss of principal. Foreside Fund Services, LLC, distributor. Visit us in the exhibit hall for a prospectus.

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FOCUSSHARES, LLC - TABLE 303

FocusShares, 210 Summit Avenue, Suite C-11, Montvale, NJ 07645
www.focusshares.com

David Weissman - Chief Operating Officer and Chief Compliance Officer, (201) 930-8500106, dweissman@focusshares.com

FocusShares, LLC is an SEC-registered investment advisor and exchange-traded funds sponsor offering value-focused investment products for investors and traders. A wholly-owned subsidiary of Scottrade Financial Services, Inc., FocusShares launched the Focus™ Morningstar ETFs on the New York Stock Exchange Arca (NYSE) in March 2011.

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FORTIGENT, LLC - TABLE 113

2600 Tower Oaks Boulevard, Suite 300, Rockville, MD 20852
www.fortigent.com

Sharon McEvoy - Director of Marketing, (301) 816-1202, sharon.mcevoy@fortigent.com

Fortigent, LLC, delivers a fully integrated and customizable business-to-business outsourced wealth management solution to banks, trust companies and independent advisory firms. Services include a comprehensive investment platform with particular expertise in alternative investments, a flexible unified managed account program (Access Overlay™) and consolidated wealth reporting. Fortigent’s web-based portal interface allows access to proposal and rebalancing tools, client portfolio reporting and accounting, as well as industry articles, research papers and other practice management and business development resources.

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FORUM FUNDS - TABLE 805

3 Canal Plaza, Portland, ME 04101
www.forumseriestrust.com

Jessica Chase - Senior Vice President, (207) 347-2016, jessica.chase@atlanticfundservices.com

Forum Funds is a cost-effective, streamlined solution to launch and operate a mutual fund. Forum Funds gives you immediate access to an established vehicle with an independent Board of Trustees, proven policies and procedures and a simple operating framework. The Trust’s leading service providers assist in the design of your fund, coordinate the fund launch and manage the day-to-day operations. Forum Funds gives you the freedom to focus your resources on designing, managing and growing your fund.

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FRANKLIN TEMPLETON INVESTMENTS - TABLE 318

100 Fountain Parkway, St. Petersburg, FL 33716
www.franklintempleton.com

Melissa Howser - Conference Coordinator, (727) 299-3858, mhowser@templeton.com
Tom Johnson - RIA Director, (727) 299-7760, tjohnson@templeton.com

Franklin Templeton Investments is a global investment management organization. At the core of our business are multiple world-class investment management groups—Franklin, Templeton and Mutual Series—each operating autonomously and offering our clients its unique perspective. Together, they are firmly committed to bringing you the expertise of many with the strength of one.

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GENWORTH FINANCIAL WEALTH MANAGEMENT - TABLE 210

2300 Contra Costa Boulevard, Pleasant Hill, CA 94523
www.genworthwealth.com

Sales and Consulting - (800) 664-5345, wmconsulting@genworth.com

Genworth Financial Wealth Management is an investment management and consulting firm dedicated to helping advisors build great businesses. We provide a comprehensive fee-based investment management platform, as well as client relationship management tools and practice management programs. With over 6,000 advisor relationships and over $20 billion in assets on our platform, we have considerable experience working with independent advisors. We understand how you do business and we are committed to helping you achieve even greater success.

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GLOBAL X FUNDS - TABLE 112

399 Park Avenue, 32nd Floor, New York, NY 10022
www.globalxfunds.com

Renee Freeze - Relationship Manager, (215) 947-2128, rfreeze@globalxfunds.com
Alexandra Levis - Head of Marketing, (212) 644-6640, alevis@globalxfunds.com
Guillermo Trias - Relationship Manager, (305) 951-1474, gtrias@globalxfunds.com

Global X Funds is a provider of ETFs that facilitates access to investment opportunities across the global markets. With $1.4 billion in AUM and over 100,000 investors from more than 100 countries, Global X Funds currently offers ETFs that target the following suites: Commodity Producers, International, Domestic, Industry and Income.

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GUGGENHEIM INVESTMENTS - BOOTH 504

40 East 52nd Street, 16th Floor, New York, NY 10022
www.rydex-sgi.com/PershingInsite

Chris Taffe - Managing Director, Strategic Partnerships Group, (301) 296-5325, chris.taffe@guggenheiminvestments.com

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC, which consist of investment managers with approximately $127 billion in combined total assets. Collectively, Guggenheim Investments has a long, distinguished history of serving institutional investors, ultra-high-net-worth individuals, family offices and financial intermediaries. Guggenheim Investments offers clients a wide range of differentiated capabilities built on a proven commitment to investment excellence. Guggenheim Investments has offices in Chicago, New York City and Santa Monica, along with a global network of offices throughout the United States, Europe and Asia.

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GUINNESS ATKINSON ASSET MANAGEMENT - TABLE 603

21550 Oxnard Street, Suite 850, Woodland Hills, CA 91367
www.gafunds.com

Ashley Atkinson - Compliance and Operations Manager, (818) 716-2735, ashley.atkinson@gafunds.com
Karin Walkovitz - Strategic Development, (720) 228-4103, karin.walkovitz@gafunds.com

Guinness Atkinson Asset Management is designed to help investors capitalize on the profound rate of innovation and change that characterize the 21st century, including long-term global trends such as the development of emerging Asian markets, the continually transforming corporate landscape and the traditional and alternative energy sources that fuel economic development. Optimistic about these global trends, Guinness Atkinson invests in human progress.

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HEARTLAND ADVISORS, INC.- TABLE 606

789 North Water Street, Suite 500, Milwaukee, WI 53202
www.heartlandadvisors.com

Michael DiStefano - Vice President Key Accounts/Associate Portfolio Manager, (414) 977-8757, klambeth@heartlandfunds.com
Jeff Kohl - Vice President, (414) 977-8724, jkohl@heartlandfunds.com

For more than 25 years, Heartland has utilized the time-tested 10 Principles of Value Investing™ to identify companies we believe limit downside risk while offering upside opportunity. Through fundamental research, we seek stocks that meet the following criteria: priced at a fraction of intrinsic worth, low absolute and relative valuations, strong balance sheets and prudent leverage and margin of safety. We believe this is the most intelligent way to build an investor’s net worth.

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HOMESTEAD FUNDS INC./NRECA - TABLE 102

4301 Wilson Boulevard, Arlington, VA 22203
www.homesteadfunds.org

Brian Allen - Senior Client Relationship Advisor, (703) 509-4109, brian.allen@nreca.coop
Joshua Brockwell - Investments Communications Representative, (703) 907-6034, joshua.brockwell@nreca.coop

Homestead Funds was created in 1990 to offer National Rural Electric Cooperative Association members professional, affordable money management. Homestead Funds was established for NRECA members, but the funds are open to the public.

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ICON ADVISERS, INC. - TABLE 706

5299 DTC Boulevard, Suite 1200, Greenwood Village, CO 80111
www.iconadvisers.com

Colin Dougherty - National Accounts Manager, (303) 328-9281, cdougherty@iconadvisers.com

ICON is a boutique investment company offering sector-based portfolio solutions to help you reach your financial goals. Since 1986, we have used our value-based, quantitative investment system to rotate among nine sectors and more than 150 industries to look for leading market themes. ICON features domestic and international products in 17 mutual funds, seven allocation portfolios and two separately managed accounts.

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ING INVESTMENT MANAGEMENT - TABLE 110

230 Park Avenue, 14th Floor, New York, NY 10169
www.inginvestment.com

Hugh Ferry - Vice President, Business Development, (212) 810-6184, hugh.ferry@inginvestment.com
Tracy Madden - Business Development Coordinator, (480) 477-2491, tracy.madden@inginvestment.com

ING Investment Management U.S. (ING IM U.S.) is a leading active asset management firm. As of December 31, 2011, ING IM U.S. manages approximately $166 billion for both affiliated and external institutions as well as individual investors. ING IM U.S. has the experience and resources to invest responsibly across asset classes, geographies and investment styles. Through our global asset management network, we provide clients with access to domestic, regional and global investment solutions.

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INSURED RETIREMENT INSTITUTE - TABLE 808

1101 New York Avenue, NW, Suite 825, Washington, DC 20005
www.irionline.org

Joel Chakranarayan - Emerging Media and Technology Specialist, (202) 469-3018, jchak@irionline.org
Cathy Weatherford - President and Chief Executive Officer, (202) 469-3000, memberservices@irionline.org

The Insured Retirement Institute (IRI) is the only not-for-profit association that represents the entire supply chain of the insured retirement industry. Our members are the major insurers, banks, asset managers, broker-dealers, financial advisors and industry solution providers. IRI speaks directly to nearly 500,000 financial advisors on a regular basis and has become a leader in education, research, advocacy and public outreach for the industry.

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INTERACTIVE DATA - TABLE 301

100 William Street, 17th Floor, New York, NY 10038
www.interactivedata.com

Rob Dawley - Sales Manager, (212) 771-6597, rob.dawley@interactivedata.com

Interactive Data delivers a comprehensive set of products and services designed to meet the needs of the front, middle and back offices at some of the largest and most well-known institutions around the world. Interactive Data helps to support their investment activities and operational workflow through a broad range of offerings, such as millions of independent evaluations of fixed income securities, a wide range of global reference data and listed markets pricing, ultra-low latency data and trading infrastructure services to facilitate electronic trading, sophisticated analytical tools for investment managers, customized Web-based financial information systems and desktop solutions, including our eSignal Suite of Products

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INVESCO LTD. - BOOTH 416

11 Greenway Plaza, Houston, TX 77046
www.invesco.com

Megan Horrigan - National Account Manager, (630) 684-6906, megan.horrigan@invesco.com
Andrew Scherer - Managing Director, RIA Division, (630) 684-6922, andrew.scherer@invesco.com
Jonathan Wills - Business Development Director - Invesco Powershares, (630) 254-8795, jonathan.wills@invescopowershares.com

Invesco Ltd. is a leading independent global investment management firm, dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to our retail, institutional and high-net-worth clients around the world. Operating in more than 20 countries, the firm is listed on the New York Stock Exchange under the symbol IVZ.

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INVESTMENT MANAGEMENT CONSULTANTS ASSOCIATION - TABLE 105

5619 DTC Parkway Suite 500, Greenwood Village, CO 80111
www.imca.org

Lara Davies - Director, Industry Relations, (303) 850-3081, ldavies@imca.org
Jamie Parrish - Marketing Manager, (303) 850-3080, jparrish@imca.org

Investment Management Consultants Association (IMCA) was established in 1985 to deliver premier investment consulting and wealth management credentials and world-class educational offerings.

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INVESTMENT MANAGERS SERIES TRUST - TABLE 614

803 West Michigan Street, Milwaukee, WI 53233
www.umbfs.com/SeriesTrust/index.htm

Camille Clemons - Business Development, (312) 221-5004, camille.clemons@umb.com
Greg Drose - Vice President, Business Development, (720) 837-8985, gregory.drose@umb.com
Lonnie Macdonald - Executive Vice President, Business Development Manager, (414) 299-2111, lon.macdonald@umb.com

Investment Managers Series Trust offers a turnkey solution for advisors looking to start a mutual fund ? simply and cost-efficiently. With 23 advisors, 53 funds and over $2 billion in assets through March 31, 2012, it has grown substantially over the past 12 months.

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INVESTMENTNEWS - TABLE 204

711 Third Avenue, New York, NY 10017
www.investmentnews.com

Kelly McCarthy - Senior Marketing Manager, (212) 210-0417, kmccarthy@investmentnews.com
Irma Rodriguez - Executive Assistant to the Vice President and Publisher, (212) 210-0430, irodriguez@investmentnews.com

InvestmentNews is committed to delivering timely and accurate content that informs and engages financial advisors. Our content is delivered through a number of different offerings that reflect the varying and evolving needs of our audience. Through our weekly newspaper, website, e-newsletters, webcasts, data products, research and events, InvestmentNews provides exclusive and up-to-the-minute industry news, as well as actionable intelligence that allows financial advisors to run their businesses more effectively. By creating content that establishes an industry standard of excellence—and distributing through a uniquely diverse platform—InvestmentNews continues to be the most reliable and independent information source for financial advisors.

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ISHARES - BOOTH 418

400 Howard Street, San Francisco, CA 94105
www.ishares.com

AJ Rea - Vice President, (415) 670-4699, allen.rea@blackrock.com

With more than 350 exchange-traded funds (ETFs) totaling over $600 billion in assets, iShares is the world’s largest ETF provider. Since its inception in 2000, iShares has been committed to acting as a partner and advocate for financial professionals and institutional investors, offering a unique combination of products, tools, educational resources and dedicated support. iShares is a line of business of BlackRock, a worldwide leader in investment management, risk management and advisory services for institutional and retail investors.

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JANUS CAPITAL GROUP INC. - TABLE 117

151 Detroit Street, Denver, CO 80206
www.janus.com

Stephen Dedyo - Strategic Relationship Manager, (917) 388-3416, stephen.dedyo@janus.com
David Lucier - Vice President and Managing Director, (720) 480-4077, david.lucier@janus.com

Janus Capital Group Inc. is a leading investment management firm offering a range of growth, risk-managed and value equity in domestic, international, global and alternative strategies branded and marketed through one global distribution network. The company provides investment products from three accomplished investment firms with unique capabilities, each with independent investment philosophies connected by the common thread of research intensity, intellectual capacity and the determination to deliver top-tier investment results.

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JEFFERSON NATIONAL - TABLE 104

9920 Corporate Campus Drive, Suite 1000, Louisville, KY 40223
www.jeffnat.com

Nicole Gross - Director, Marketing Programs, (502) 515-7813, ngross@jeffnat.com
Ann Raible - Director, Business Development, (502) 515-7856, araible@jeffnat.com
Kevin Sullivan - Director of Sales, (866) 667-0564, ksullivan@jeffnat.com

Jefferson National is a leading innovator of value-added products and services for independent RIAs and fee-based advisors. Jefferson National has pioneered a unique approach to tax-deferred investing with Monument Advisor, the first no-load variable annuity with a flat-insurance fee of $20 per month and the industry’s largest selection of over 360 funds. Recognized as one of the lowest-cost retirement vehicles and a leading VA offered by RIAs, Jefferson National has topped $1 billion in sales, helping investors save over $36 million in insurance fees. Winner of over 30 industry awards, including DMA 2010 “Financial Services Company of the Year.”

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JOHN HANCOCK MUTUAL FUNDS - TABLE 218

601 Congress Street, Boston, MA 02210
www.johnhancock.com

Jerry Dukatz - Assistant Vice President, Platform Relations, (617) 663-2133, jdukatz@jhancock.com
Abby Glerum - Senior Event Planner, (617) 663-4276, aglerum@jhancock.com

John Hancock Mutual Funds is a premier provider of institutional money management and investment strategies for investment professionals and investors worldwide. For more than four decades John Hancock Mutual Funds has been helping individual, corporate and institutional clients reach their most important financial goals. Today we offer a wide range of equity, income, international and sector and asset-allocation investment solutions managed by leading institutional asset managers. Our partnership with eleven premier institutional money managers makes us exceptionally qualified to serve as a strategic partner to investment consultants and advisors.

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J.P. MORGAN ASSET MANAGEMENT - TABLE 316

270 Park Avenue, 6th Floor, New York, NY 10017
www.jpmorganfunds.com

Doug Williams - Marketing Director, (614) 213-8848, doug.k.williams@jpmorgan.com

J.P. Morgan Asset Management is a leading investment management firm with over a century of experience. Dedicated to rigorous, fundamental research, we offer a complete array of global investment opportunities to meet the needs of a diverse client base, including institutional investors and advisors, registered investment advisors and affluent individuals around the world. Far-reaching global capabilities enable us to leverage our experience and resources across many investment specialties. Our broad product array includes a wide range of mutual funds, managed accounts and institutional products with global, regional or single country exposure.

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JUNXURE - TABLE 205

3651 Trust Drive, Raleigh, NC 27616
www.junxure.com

Robert DeFrancis - Junxure Sales, (866) 586-9873, sales@junxure.com

Financial advisors are blown away by the depth and detail in Junxure tools. This is no accident. Our president is president of his own wealth management firm. He continually translates his day-to-day insights and experiences into tools that help firms achieve dazzling client service and ultra-efficient practice management.

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KENMAR SECURITIES INC. - TABLE 109

900 King Street, Rye Brook, NY 10573
www.kenmar.com

Hudnall Ware - Senior Vice President, Director of Marketing and Sales, (203) 550-8945, hware@kenmar.com

Kenmar, found in 1983, brings more than 29 years of experience to designing and managing multi-manager alternative portfolios. Kenmar is a pioneer in the managed futures space and has been investing in managed futures, commodities and macro strategies for 3+ decades. Co-founders Marc Goodman and Kenneth Shewer have over 70 years combined experience trading physical commodities, analyzing markets and investment management. Our clients include global investment managers, government institutions, pension plans, U.S. and international brokerage seven clearing firms, global financial institutions, private banks, international insurance companies, family offices and a broad private client base. World Monitor Trust III, a multi-manager managed futures product, was launched in 2005. WMT III has seven underlying managers who participate in 150+ global futures markets encompassing international equities, interest rates, currencies, agricultural products, energy products, and precious and base metals.

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LEGG MASON GLOBAL ASSET MANAGEMENT - TABLE 213

1395 Brickell Avenue, Suite 1550, Miami, FL 33131
www. leggmasonamericasoffshore.com

Alexandra Fuminaya - Marketing Director, (305) 529-4407, adcfuminaya@leggmason.com
Marlene Suarez - Administration Manager, (305) 52-94412, msuarez@leggmason.com

Legg Mason Global Asset Management has evolved into one of the largest asset management firms in the world, serving individual and institutional investors on six continents. With offices in Miami, New York, London, Paris, Frankfurt, Madrid, Luxembourg, Hong Kong, Singapore, Taipei and Tokyo, Legg Mason International brings the investment excellence of the Legg Mason subsidiaries to investors across the Americas, Europe, Asia and the Middle East.

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LORD, ABBETT & CO. LLC - BOOTH 508

90 Hudson Street, Jersey City, NJ 07302
www.lordabbett.com

Mike Hines - Relationship Manager, (201) 827-2963, mhines@lordabbett.com
Katie Nolan - Relationship Associate, (201) 827-2567, knolan@lordabbett.com

Lord, Abbett & Co. LLC is an independent, privately held firm with a singular focus on the management of money. As one of the oldest money management firms in the United States, Lord Abbett has consistently provided generations of clients and their financial advisors with a quality investment experience since 1929. Lord Abbett manages approximately $119 billion in assets (as of February 29, 2012) across a full range of mutual funds, institutional and separately managed accounts.

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MARKEL CAMBRIDGE ALLIANCE - TABLE 515

30 Kimble Street, South Burlington, Vermont 05403
www.markelcambridge.com

Tony Bougere - Senior Vice President, Marketing, (802) 864-1891, tbougere@cambridgealliance.com

Markel Cambridge Alliance offers a nationally recognized Errors and Omissions Insurance program for registered investment advisors and investment advisory representatives who are typically financial planners and asset managers. The program is available in all 50 states and is referred to by several financial associations and custodians, including Pershing.

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MATTHEWS ASIA - TABLE 610

4 Embarcadero Center, San Francisco, CA 94111
www.matthewsasia.com

Christian Halvorsen - Associate, (415) 955-8132, chalvorsen@matthewsasia.com

At Matthews, we believe in the long-term growth of Asia, concentrating our efforts and expertise exclusively within the region. As an independent, privately owned firm, Matthews is the largest dedicated Asia-only investment specialist in the United States. Our investment offerings provide a broad range of strategies for building a global portfolio that includes exposure to one of the world's fastest-growing regions.

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MIRAE ASSET GLOBAL INVESTMENTS - TABLE 317

One Bryant Park, 39th Floor, New York, NY 10036
www.miraeasset.com

John Capeci - Senior Vice President, Strategic Relationships, (646) 712-1962, john.capeci@miraeasset.com
Robert Mulligan - Head of Strategic Relationships, (917) 287-2169, robert.mulligan@miraeasset.com

Mirae Asset Global Investments provides active and passive investment management solutions to clients around the world. Known as one of the world’s largest investment managers in emerging market equities (source: Investments & Pensions Europe, January 2012), Mirae Asset also invests client assets in a broad range of asset classes, through a comprehensive set of investment products. With over 650 employees including more than 135 dedicated investment professionals, Mirae Asset has offices in Australia, Brazil, Canada, China, Hong Kong, India, Korea, Taiwan, the U.K., the United States and Vietnam. Headquartered in Seoul, the firm manages over $52 billion in assets globally, of which more than $19 billion is invested in emerging market equities (as of March 31, 2012). Mirae Asset Global Investments (USA) LLC is a registered investment adviser focused on providing equity and fixed income investment advisory services to mutual funds, exchange-traded funds, foreign investment trusts and institutions.

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MONEYGUIDEPRO - TABLE 520

1588 Oakbridge Terrace, Powhatan, VA 23139
www.moneyguidepro.com

Chadwick Blythe - Vice President of Sales, (800) 709-5116, chad@moneyguidepro.com
Kevin Hughes - Account Executive, (800) 841-5312, khughes@moneyguidepro.com

MoneyGuidePro (MGP) gives you the confidence you need to help your clients navigate the challenging terrain of today’s uncertain financial world. MGP’s unique planning philosophy is a hybrid ? goal-based planning with full cash flow after retirement. MGP helps you create a well-crafted plan for your clients -- with results they understand and a clear path they can realistically follow. Using an MGP plan as a guide, you’ll be confident you’re providing the right advice, and your clients will be confident they’ve chosen the right advisor.

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MORGAN STANLEY INVESTMENT MANAGEMENT - TABLE 107

200 South Biscayne Boulevard, 51st Floor, Miami, FL 33131
www.morganstanley.com/msim

Lindsay Rosbrook - Associate, (305) 533-5410, lindsay.rosbrook@morganstanley.com

Morgan Stanley Investment Management (MSIM), together with its investment advisory affiliates, has more than 630 investment professionals around the world and approximately $287 billion in assets under management or supervision as of December 31, 2011. MSIM strives to provide outstanding long-term investment performance, service and a comprehensive suite of investment management solutions to a diverse client base, which includes governments, institutions, corporations and individuals worldwide.

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MORNINGSTAR, INC. - TABLE 807

22 West Washington, Chicago, IL 60602
www.corporate.morningstar.com

Maeve Doonan - Senior Relationship Manager, (312) 696-6632, maeve.doonan@morningstar.com
Dave Goes - Senior Vice President, Strategic Accounts, (312) 696-6183, dave.goes@morningstar.com
Pat Lynch - Vice President, Software Division Sales, (312) 696-6157, pat.lynch@morningstar.com

Morningstar, Inc. is a leading provider of independent investment research in North America, Europe, Australia and Asia. We offer an extensive line of products and services for individuals, financial advisors, and institutions. Morningstar provides data on approximately 375,000 investment offerings, including stocks, mutual funds and similar vehicles, along with real-time global market data on more than eight million equities, indexes, futures, options, commodities and precious metals, in addition to foreign exchange and Treasury markets. Morningstar also offers investment management services and has more than $180 billion in assets under advisement and management as of December 31, 2011. We have operations in 27 countries.

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NATIONAL COMPLIANCE SERVICES, INC. - TABLE 405

355 NE 5th Avenue, Suite 4, Delray Beach, FL 33496
www.ncsonline.com

Chad Jones - National Sales Manager, (561) 330-7645, chad@ncsonline.com
Ken Kaltman - National Sales, (561) 330-7645, ken@ncsonline.com

National Compliance Services is a leader in the compliance and regulatory services industry. Our strength is providing reliable, convenient and reasonably priced products and services that are geared to investment advisers, broker-dealers, hedge funds and mutual funds. We offer a wide range of products and provide personalized services to more than 6,000 clients, both domestically and internationally. Our staff takes great pride in its compliance expertise and we are dedicated to providing superior customer service.

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NATIONWIDE FINANCIAL SERVICES - TABLE 402

One Nationwide Plaza, Mail code 1-09-302, Columbus, OH 43215
www.nationwide.com

Gary Bauchmoyer - Senior Relationship Consultant, (614) 677-9520, bauchmg@nationwide.com
Anne Soucy - Vice President, Senior Relationship Manager, (781) 752-7833, soucya@nationwide.com

Nationwide is a premier provider of annuities, mutual funds, life insurance and retirement plans.

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NATIXIS GLOBAL ASSET MANAGEMENT - TABLE 607

399 Boylston Street, Boston, MA 02116
www.ngam.natixis.com

Jeff Keselman - Senior Vice President, (617) 449-2576, jeff.keselman@ngam.natixis.com

Natixis Global Asset Management ($706 billion AUM*) ranks as one of the 15 largest asset management firms in the world.1 As a multi-boutique firm with more than 20 affiliates in the U.S., Europe and Asia, it is known by clients the world over for investment expertise to manage in virtually any market condition. Beyond investments, clients rely on the firm for its consultative approach focused on solving the big investment issues, for industry-leading ideas on investing and for help in building more durable portfolios. It’s an approach known as Better thinking. Together.® and it’s helping investors meet the challenges of today’s rapidly changing markets. * As of December 31, 2011 ¹ Cerulli Quantitative Update: Global Markets 2011, based on December 31, 2010 AUM of $713 billion.

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NEUBERGER BERMAN LLC - TABLE 214

190 South LaSalle Street, Chicago, IL 60603
www.nb.com

Steve Donovan - Vice President, (303) 875-8529, stephen.donovan@nb.com
Kristian Omicioli - Vice President, (212) 476-9848, kristian.Omicioli@nb.com

Established in 1939, Neuberger Berman is one of the world’s largest private, independent asset management companies. With approximately 1,600 employees, including more than 250 investment professionals, Neuberger Berman is a leader in providing a broad range of global investment solutions—equity, fixed income and alternatives—to institutions and individuals through customized separately managed accounts and funds.

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NOMURA PARTNERS FUNDS - TABLE 613

2 World Financial Center, Building B, 225 Liberty Street, 18th Floor, New York, NY 10281
www.nomurapartnersfunds.com

Michael Andrews - Head of U.S. Retail, (212) 667-9299, mandrews@nomura-asset.com

Nomura Partners Funds offers a unique selection of mutual funds investing in Asian and global markets. Managed by Nomura Asset Management, we provide a global perspective on today’s global markets. Our flagship fund, The Japan Fund, has been investing in Japanese equities since 1962 and is one of the best-known funds of its type. Nomura Asset Management is one of Asia’s leading investment managers.

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NORTHERN LIGHTS FUND TRUST - TABLE 311

450 Wireless Boulevard, Hauppauge, NY 11788
www.northernlightsfund.com

Eddie Lund - Vice President, Business Development, (402) 493-4603, ext. 7176, eddie.lund@geminifund.com
Andrew Rogers - President, (631) 470-2669, andrewr@geminifund.com

The Northern Lights Fund Trusts are shared mutual fund trusts composed of independent funds, all managed by separate investment advisors. Advisors have joined the trust to counteract the increasing costs of doing business and increased level of regulatory compliance in the fund industry. We have taken the shared trust environment to the next level by providing a network for advisors to interact and share marketing/distribution ideas and gain fund exposure through our various marketing efforts.

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NORTHERN TRUST - TABLE 313

50 South LaSalle Street, M-15, Chicago, IL 60603
www.northerntrustinvestments.com

Laura Gregg - Vice President, (312) 630-0748, lg79@ntrs.com

The Northern Funds family includes a broad cross section of multi-manager funds, taxable and tax-exempt funds as well as domestic and international equity funds. Northern Trust is a large and global asset management, asset servicing and banking firm that has served successful individuals and institutions around the globe for more than 120 years.

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NUVEEN INVESTMENTS - TABLE 111

333 West Wacker Drive, Chicago, IL 60606
www.nuveen.com

David Archer - Managing Director, RIA Consulting Group, (312) 285-1885, david.archer@nuveen.com

Nuveen Investments provides high-quality investment services designed to help secure the long-term goals of institutional and individual investors as well as the consultants and financial advisors who serve them. Nuveen Investments markets a wide range of specialized investment solutions that provide investors access to capabilities of its high-quality boutique investment affiliates—Nuveen Asset Management, Symphony Asset Management, NWQ Investment Management Company, Santa Barbara Asset Management, Tradewinds Global Investors, Winslow Capital Management and Gresham Investment Management. In total, Nuveen Investments managed approximately $230 billion as of January 31, 2012.

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OPPENHEIMERFUNDS, INC. - TABLE 601

2 World Financial Center, New York, NY 10281
www.oppenheimerfunds.com

Michael Sussman - Vice President, (212) 323-0580, msussman@oppenheimerfunds.com

OppenheimerFunds is one of the largest, most recognized and most respected mutual fund families in the United States. For 50 years, we have provided investment solutions to help millions of clients reach their goals. Investment excellence—over the long term and across the range of our products—is our highest priority.

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PERMANENT PORTFOLIO FAMILY OF FUNDS INC. - TABLE 518

600 Montgomery Street, Suite 4100, San Francisco, CA 94111
www.permanentportfoliofunds.com

Jordan Clopton - Director of Institutional Sales and Marketing, (866) 792-6547, jordan@permportfunds.com

Permanent Portfolio Family of Funds Inc., is a no-load mutual fund family that’s investment philosophy is founded on protecting what you have and producing consistent, above-average, after-tax returns. Its family of funds consists of four separate “Portfolios,” each with its own investment objective and strategies. The Permanent Portfolio is a unique balanced fund that invests in a diversified mix of asset classes and is designed to preserve and increase the purchasing power value of its shares over the long-term.

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PIMCO - BOOTH 421

1633 Broadway, 45th Floor, New York, NY 10019
www.pimco.com

Amy Parvaneh - Vice President, GWM Account Manager, (949) 720-6958, amy.parvaneh@pimco.com
Steve Plump - Executive Vice President, Head of National Accounts, (212) 739-4070, steven.plump@pimco.com

PIMCO is a leading global investment management firm, with offices in 10 countries throughout North America, Europe and Asia. Founded in 1971, PIMCO offers a wide range of innovative solutions to help millions of investors worldwide meet their needs. Our goal is to provide attractive returns while maintaining a strong culture of risk management and long-term discipline.

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PIONEER INVESTMENTS - TABLE 209

60 State Street, Boston, MA 02109
www.pioneerinvestments.com

Brian Kilar - Regional Vice President Southeast, (617) 422-6745, brian.kilar@pioneerinvestments.com
Garrett Pierce - Regional Vice President Northeast, (617) 849-2371, garrett.pierce@pioneerinvestments.com

Pioneer Investments is a leader in global asset management with over $203.6 billion in assets and offices in 28 countries worldwide (as of March 31, 2012). Founded in Boston over 80 years ago, our investment approach is based on the same principles of investing we have used successfully since 1928—fundamental research, quantitative research and portfolio construction. For over 10 years, Pioneer has recognized the unique nature of the registered investment advisor (RIA) marketplace and has a dedicated team of specialists to support our partners within the RIA community.

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PLACEMARK INVESTMENTS - TABLE 315

16633 Dallas Parkway, Addison, TX 75001
www.placemark.com

Holly Noyes - Marketing Associate, (207) 649-0602, holly.noyes@placemark.com

Placemark Investments develops wealth management solutions, including unified managed account programs for registered investment advisors. Placemark’s UMA Marketplace® platform is the most flexible UMA solution available to RIAs, allowing advisors to create custom solutions for their clients using any combination of mutual funds, exchange-traded funds and managed account strategies. UMA Marketplace offers a full suite of services and is integrated with leading custodial platforms, performance reporting vendors and research providers to the registered investment advisor industry.

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PORTFOLIO PATHWAY - TABLE 811

200 East 5th Avenue, Suite 108, Naperville, IL 60563
www.portfoliopathway.com

Dave Miller - Chief Executive Officer, (800) 970-9080, dmiller@portfoliopathway.com
Anthony Valente - Vice President of Sales, (800) 970-9080, avalente@portfoliopathway.com

Portfolio Pathway is a web-based portfolio management system for investment advisors, broker-dealers and TAMPs. Our platform allows you to brand and customize client statements, reports and your own client portal. Beyond the rich website, we go through over 60 daily reconciliation and audit items to ensure your data is accurate. Stay focused on growing your business instead of managing data with this fully outsourced, customizable solution.

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PRINCIPAL FUNDS - TABLE 716

1100 Investment Boulevard, Suite 200, El Dorado Hills, CA 95762
www.principalfunds.com/investor/io/index4

Aime Miller - Meeting Planner, (916) 941-4633, miller.aime@principalfunds.com

Principal Funds* is a leading provider of mutual fund solutions with more than $68.9 billion in assets under management.¹ Principal Funds brings special expertise in global investment management, asset allocation and retirement leadership to financial professionals and investors. Principal Funds are managed by many leading sub-advisors, including the extensive asset management capabilities of Principal Global Investors. Including its target risk and target date offerings, Principal Funds, distributed by Principal Funds Distributor, is the fifth-largest manager of lifecycle funds in the industry.² Retirement tools and resources available through Principal Funds help investors prepare for and enjoy retirement while also helping financial professionals expand their opportunities. The companies that make up Principal Funds and Principal Global Investors are members of the Principal Financial Group®. ¹As of December 31, 2011. Includes all share classes of the Principal Funds, Inc and Principal Variable Contracts Fund, Inc. ² FRC Quarterly Lifecycle Report Q4 11. *There is no affiliation between Principal Funds and Pershing LLC. Principal Funds does not endorse or guarantee the accuracy of the claims of the content of this publication.

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PROMONTORY INTERFINANCIAL NETWORK, LLC - TABLE 307

1515 North Courthouse Road, Suite 800, Arlington, VA 22201
www.cdars.com

George Rodman - Relationship Manager, (703) 292-3400, grodman@promnetwork.com
Brian Tully - Director of Broker-Dealer Services, (703) 292-3400, btully@promnetwork.com

CDARS®, also known as the Certificate of Deposit Account Registry Service®, is a deposit placement service offered by Promontory Interfinancial Network through over 3,000 of its member institutions nationwide. With CDARS, investors can access up to $50 million in Federal Deposit Insurance Corporation protection on their certificate of deposit investments by working with just one financial institution, earning one interest rate and receiving one regular consolidated account statement.

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PRUDENTIAL ANNUITIES - BOOTH 410

One Corporate Drive, Shelton, CT 06484
www.prudentialannuities.com

Connie Adamski - Senior Meeting Planner, (203) 925-6933, connie.adamski@prudential.com
David DeLibro - Vice President, Strategic Relationship Management, (203) 944-5341, david.delibro@prudential.com

From corporate boardrooms to our nation’s living rooms, Prudential Financial, Inc. has been taking on America’s toughest financial challenges for over 135 years. And we’ll continue to do so tomorrow and beyond. Our relevance, expertise and strength help to distinguish us as an admired financial services leader, trusted partner and provider of innovative strategies. Prudential Financial, Inc. is committed to providing the financial solutions that empower individuals and institutions to reach their financial goals. At Prudential Annuities, a core business of Prudential Financial, Inc., we invite you to bring us the toughest challenges you face as a financial professional. We’re your partner with the products, structure and expertise to help you instill more confidence in clients facing retirement income challenges and to help them create guaranteed lifetime income. We’re committed to researching, analyzing and understanding the financial issues facing retirees today. And we’re continuously developing innovative products, such as our Highest Daily® Income benefit, to help address them. Our relevant marketing programs and tools are designed to help you better communicate with clients and grow your business. Prudential Annuities is steadfastly committed to being a leader in the retirement income industry, serving more than one million contract holders, with $109.969 billion in variable annuity client assets (as of March 31, 2011).

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PUTNAM INVESTMENTS - BOOTH 509

One Post Office Square, Boston, MA 02109
www.putnam.com

Meghan Lind - Client Relations Associate, (617) 760-0511, meghan_lind@putnam.com

Founded in 1937, Putnam Investments is a leading global money management firm. Putnam offers investors a world of equity, fixed-income, multi-asset and absolute-return portfolios to suit a range of financial goals. Our portfolio managers seek superior results over time, backed by original, fundamental research on a global scale. We believe in the value of experienced financial advice, in providing exemplary service and in putting clients first in all we do.

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RAINIER INVESTMENT MANAGEMENT, INC. - TABLE 521

601 Union Street, Suite 2801, Seattle, WA 98101
www.rainierfunds.com

Ron Alvares - Principal and Director, National Accounts, (206) 518-6742, ron.alvares@rainierfunds.com
Mark Wolff - Director, National Accounts, (206) 518-6698, mark.wolff@rainierfunds.com

Serving clients since 1987, Rainier Investment Management, Inc. is an employee-owned investment firm led by a team of portfolio managers with a combined average of over 20 years of experience. We employ one investment philosophy: invest in quality growth companies at prices that make sense. Rainier Funds are available through the Pershing FundVest® program.

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REDTAIL TECHNOLOGY - TABLE 201

11285 Pyrites Way, Suite B, Gold River, CA 95670
www.redtailtechnology.com

Brian McLaughlin - Chief Executive Officer and Chief Technology Officer, (800) 206-5030, brian@redtailtechnology.com
Timothy Minert - Director of Sales, (800) 206-5030, tim@redtailtechnology.com
Rick Williamson - Sales Advisor, (800) 206-5030, rick@redtailtechnology.com

Offered as a subscription service, Redtail provides financial professionals with tools necessary for their trade in an easy-to-use fashion that they can get up and running quickly. Additionally, the features of the service are flexible enough to meet the specific needs of the independent financial professional. Redtail’s high-performance platform is compatible with all environments and it integrates with many popular financial industry solutions such as Laser App and Albridge Solutions.

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REICH & TANG - BOOTH 505

1411 Broadway, 28th Floor, New York, NY 10018
www.reichandtang.com

Frank Bonanno - Vice President, Director of Marketing, (212) 830-5318, fbonanno@rnt.com

Since 1974, Reich & Tang has been dedicated to providing cash management sweep products to financial intermediaries. We offer a variety of taxable and tax-free domestic money market funds, as well as an offshore fund and a Federal Deposit Insurance Corporation (FDIC)?insured deposit sweep product. We are proud of our longstanding relationship with Pershing and have been working with its introducing broker-dealers for many years. Reich & Tang Funds is a division of Reich & Tang Asset Management, LLC (RTAM). RTAM is an affiliate of Natixis Global Asset Management, which manages over $706 billion in assets, as of December 31, 2011. Money market funds distributed by Reich & Tang Distributors, Inc. Member FINRA.

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RNC GENTER CAPITAL MANAGEMENT - TABLE 710

11601 Wilshire Boulevard, 25th Floor, Los Angeles, CA 90025
www.rncgenter.com

Brian Elliott - Senior Vice President, Director of Institutional Division, (310) 566-4804, belliott@rncgenter.com
Cameron Lavey - Director of Sales, (800) 206-5030, tim@redtailtechnology.com
Rick Williamson - Vice President, Product Manager, clavey@rncgenter.com

RNC Genter Capital Management (RNC Genter) was founded in 1968 for the purpose of managing investments using the common stocks of large and medium capitalized corporations, government fixed income and investment grade corporate and municipal fixed income. The firm is a Registered Investment Advisor under the Investment Advisors Act of 1940 and has continuously and actively engaged in the investment management business since its inception. RNC Genter’s focus on individualized separate account management provides clients with investment advice and financial management services. The foundation of RNC Genter’s work with clients is the attention to their specific financial needs. To fit those needs, RNC Genter offers a large array of investment products that can be strategically modified to match each client’s investment objective and risk tolerance. Tax-efficient management, income maximization, risk control and an emphasis on total return are RNC Genter’s primary investment objectives.

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ROYCE & ASSOCIATES - TABLE 801

745 Fifth Avenue, New York, NY 10151
www.roycefunds.com

Kate Masters - Relationship Manager, (212) 508-4568, kmasters@roycefunds.com

Royce & Associates — one of the industry’s most highly respected small-cap investment managers — provides a range of funds that take full advantage of this large and diverse sector.

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S&P CAPITAL IQ - TABLE 409

55 Water Street, New York, NY 10041
www.standardandpoors.com

Lori Davis - Director, Enterprise Marketing, (212) 438-1155, lori_davis@spcapitaliq.com
Rose Debenedictis - Senior Sales Leader, (212) 438-1385, rose_debenedictis@spcapitaliq.com
Enza Messina - Marketing Manager, (212) 437-4036, enza_messina@spcapitaliq.com

S&P Capital IQ provides proprietary and third-party multi-asset class data, research and analytics to institutional investors, investment advisors and wealth managers around the world. We deliver our content through desktop solutions such as Capital IQ, Global Credit Portal and MarketScope Advisor, as well as through customized enterprise feeds such as Global Data Solutions, S&P Securities Evaluations and Compustat. S&P Capital IQ sharpens financial intelligence into the wisdom our customers seek.

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SATUIT CAPITAL MANAGEMENT, LLC - TABLE 806

238 Public Square, Suite 200, Franklin, TN 37064
www.satuitcapital.com/satuitcapital.aspx

Jim Espinales - Director of National Accounts, (973) 568-6799, jespinales@satuitcapital.com

Founded in 2000, Satuit Capital Management, LLC is the Investment Advisor to the Satuit Capital Management U.S. Emerging Companies Fund.The ticker symbol is SATMX. The Satuit Capital U.S. Emerging Companies Fund, ticker symbol SATMX, seeks to provide investors with long term capital appreciation by investing in a diversified portfolio of U.S. common stocks with market capitalizations under $500 million that the Investment Advisor believes exhibit reasonable valuations and favorable growth prospects.

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SATURNA CAPITAL CORPORATION - TABLE 305

1300 North State Street, Bellingham, WA 98225
www.saturna.com

Brett Bonner - Institutional Sales Director, (360) 734-9900, bab@saturna.com
Ali Farooq - Senior Wholesaler, (360) 734-9900, saf@saturna.com
Tyson Romanick - Southeast Wholesaler Manager, (360) 734-9900, trr@saturna.com

Saturna Capital Corporation, manager of the Amana and Sextant funds, uses years of investment experience to aid investors in navigating today’s volatile markets. Founded in 1989 by professionals with extensive experience, Saturna helps individuals and institutions build wealth, earn income and preserve capital. Saturna’s deep-rooted belief in value investing shines through in the quality of our investments. We don’t follow trends, we analyze opportunities. Years of experience have given Saturna financial strength and stability. We believe that our clients’ interest always come first.

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SCOUT INVESTMENTS - TABLE 212

928 Grand Boulevard, Kansas City, MS 64106
www.scoutinv.com

Dana Cunningham - Vice President of National Accounts, (816) 391-4109, dana.cunningham@scoutinv.com
Lance Peterson - Head of Intermediary Markets, (816) 6391-4108, lance.peterson@scoutinv.com

Helping Clients See Further For 30 years, Scout Investments has provided equity and fixed income strategies through separate accounts and the Scout Funds to meet the needs of institutional clients and individual investors. We manage more than $22 billion through our Scout and Reams Asset Management divisions. With an investment approach built on common sense, diligence and unwavering conviction, we focus on delivering relative outperformance over full market cycles while managing risk. Our investors benefit from a team of experienced investment professionals and our commitment to leveraging the unique strengths of our equity and fixed income divisions. Scout is a wholly owned subsidiary of UMB Financial Corporation. For more information, visit www.scoutinv.com. UMB Distribution Services, LLC, Distributor

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SIERRA INVESTMENT MANAGEMENT, INC. - TABLE 403

3420 Ocean Park Boulevard, Suite 3060, Santa Monica, CA 90405
www.sierramutualfunds.com

Frank Barbera - Co-Portfolio Manager, (310) 452-1887, frank@sierrainvestment.com
Monifa Banks - Executive Assistant, (310) 452-1887, monifa@sierrainvestment.com

Founded in 1987, Sierra and its affiliates currently manage over $1.4 billion in separate accounts (under the Ocean Park label) and mutual funds, designed to serve the needs of retirees and other conservative investors. The goals of the Sierra Core Retirement Fund are to average 8%-10% over a market cycle while at the same time limiting downside risk to 4%-5%. Sierra has managed separate accounts for the past 17 years using the same strategies now used in the Core Fund. The Sierra Strategic Income Fund, launched in December 2011, is expected to have lower volatility than the Core Fund. For further information call Brian Kavanaugh at (855) 556-1295 or e-mail brian@sierrainvestment.com.

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SKANDIA INVESTMENT GROUP - TABLE 207

Old Mutual Place, 4th Floor, 2 Lambeth Hill, United Kingdom, London EC4V 4SL
www.skandiainvestmentgroup.com

Nadine Duval - Marketing Manager, +44 207 778 9562, nadine.duval@skandia.co.uk
Susana Garcia - Marketing Executive, +44 207 778 9563, susana.garcia@skandia.co.uk

Skandia Investment Group is a leading international investment manager based in London with over $12bn in assets under management. We are committed to delivering world class investment products, which are carefully designed to meet specific client needs. We believe the best results for clients can be delivered by combining our in-house expertise with the skills of the world’s best investment management talent. We have recently partnered with Aspect Capital to create the Skandia Global Futures Fund, which aims to generate high-quality and diversifying alpha for offshore (non-U.S.) investors. Aspect applies an entirely systematic and quantitative approach to investment management, while emphasizing strong risk management and corporate governance. Aspect’s managed futures strategy has previously been reserved for the world’s leading institutional investors, but can now be accessed through Skandia in a UCITS compliant, daily liquid offshore fund that is available on the Pershing platform.

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SOURCEMEDIA, INC. - TABLE 703

One State Street Plaza, 25th Floor, New York, NY 10004
www.financial-planning.com

Betty Lai - Advertising Sales Assistant, (212) 803-8586, betty.lai@sourcemedia.com
Tim Whiting - Group Publisher, (212) 803-8579, tim.whiting@sourcemedia.com

SourceMedia, Inc. is the leading business-to-business publisher serving the needs of financial professionals. Our Investment Advisory Group publishes multiple titles for financial advisors. Financial Planning is the leading publication serving independent advisors for over 40 years. On Wall Street is the leading publication serving national and regional wirehouse advisors for over 20 years. Bank Investment Consultant is the leading publication serving retail bank brokerage advisors.

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SS&C TECHNOLOGIES - TABLE 116

80 Lamberton Road, Windsor, CT 06095
www.ssctech.com

Kristen Schwecke - Director, Marketing and Communications, (905) 212-3039, kschwecke@sscinc.com

SS&C is the leading provider of services and software for the asset and private wealth management industry. SS&C’s Global Wealth Platform (GWP) integrates best-of-breed components - modeling, trading, portfolio accounting, tax, client communications and other mission-critical workflows - in an on-demand SaaS environment. For more information, visit www.ssctech.com.

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STATE STREET GLOBAL ADVISORS - TABLE 208

One Lincoln Street, Boston, MA 02111
www.spdrs.com

Lauren Auger - National Accounts Manager, (617) 664-8032, lauren_auger@ssga.com
Alexander Berg - ETF Consultant, (617) 664-6435, alexander_berg@ssga.com

State Street Global Advisors (SSgA), a global exchange traded funds pioneer, is the investment management arm of State Street Corporation. Today, SSgA represents 103 domestic and 38 international exchange traded funds with approximately $274 billion in total assets in our SPDR® ETF family.1 1As of December 31, 2011. This AUM includes the assets of the SPDR Gold Trust (approx. $63 billion as of December 31, 2011), for which State Street Global Markets, LLC, an affiliate of State Street Global Advisors serves as the marketing agent.

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STEBEN & COMPANY, INC. - BOOTH 503

2099 Gaither Road, Suite 200, Rockville, MD 20850
www.steben.com

Stephanie DiFrisco - National Account Manager, (917) 714-2634, stephanie.difrisco@steben.com

For over 20 years, Steben & Company, Inc. has specialized in bringing managed futures to sophisticated investors. An industry leader, Steben uses its experience to help investors and their financial advisors understand managed futures and the potential benefits to be gained from adding them to an investment plan.

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STEWART CAPITAL ADVISORS, LLC - TABLE 615

800 Philadelphia Street, P.O. Box 220, Indiana, PA 15701
www.stewartcap.com

Matthew DiFilippo, CFA - Vice President, Chief Portfolio Strategist, (724) 465-3068, matt.difilippo@stewartcap.com
Eric Lahm - Vice President, Sales, (412) 471-4081, eric.lahm@stewartcap.com
Richard Scotti - Vice President, Institutional Sales, (412) 471-4016, rick.scotti@stewartcap.com

Stewart Capital Advisors, LLC (SCA) is an SEC registered investment advisory firm specializing in the management of value-styled portfolios, in addition to serving as the investment adviser for Stewart Capital Mutual Funds. SCA offers separate account management for public funds, corporations, endowments, foundations, and other sub-advised accounts.

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SUMMIT BUSINESS MEDIA - TABLE 114

475 Park Avenue, 6th Floor, New York, NY 10016
www.advisorone.com

Adam Dunn - Sales Manager, (646) 746-8871, adunn@sbmedia.com

Summit Business Media’s Investment Advisor Group meets the information needs of advisors who play the key role in helping their clients grow and protect their wealth. Through Investment Advisor and Research magazines, and AdvisorOne.com, financial advisors ? both independent and wirehouse ? find news, in-depth analysis, market data, video, blogs and tools covering wealth management, retirement planning, investment strategies, practice management, compliance and regulatory issues and insurance and tax planning.

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SUMRIDGE PARTNERS LLC - TABLE 809

111 Town Square Place, Suite 320, Jersey City, NJ 07310
www.sumridge.com

Michael DiAgostino - Director, (201) 898-2525, dags@sumridge.com
Chris Heffernan - Director, (201) 898-2525, heff@sumridge.com
Kevin Morano - Partner, (201) 898-2525, kevin.morano@sumridge.com

SumRidge Partners LLC is a fixed income specialist firm and principal based market maker in Investment Grade and High Yield Corporate Bonds, Municipal Bonds, and Institutional Preferred Securities. Our core business is making markets, as well as delivering tactical trade ideas and trading desk commentary on the fixed income markets to our dynamic distribution platform of market professionals, consisting of financial advisors, middle market and institutional clients. SumRidge employees have broad experience covering the fixed income markets, with most having spent ten to twenty years working on various capital markets trading desks at the world’s largest broker-dealers. SumRidge is currently recognized as one of the leading regional broker-dealers on the various electronic trading platforms. In addition, SumRidge also conducts voice business through its vast network of trading counterparties. The firm was founded in August 2010 by two former Morgan Stanley executives, with the goal of becoming one of the premier wealth management fixed income trading firms in the world.

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T. ROWE PRICE - BOOTH 417

100 East Pratt Street, Baltimore, MD 21202
www.troweprice.com

Marty Brown - National Sales Manager, (410) 345-2459, marty_brown@troweprice.com
Craig St. Thomas - Regional Investment Consultant, (410) 345-2136, craig_st_thomas@troweprice.com

T. Rowe Price Group, Inc. has been managing money since 1937 and, today, stands as a leading provider of investment management services. We offer providers a broad array of active U.S. and non-U.S. equity and fixed-income strategies, through both retail and institutional mutual funds. We emphasize proprietary, fundamental research; close attention to risk management and consistency of style. We believe that by doing so, we can continue to provide the solid, long-term risk-adjusted performance investors have the right to expect. A financially sound, independent organization with strong employee ownership, T. Rowe Price Group, Inc. has $554.8 billion in assets under management as of March 31, 2012.

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TIAA-CREF - TABLE 306

730 Third Avenue, New York, NY 10017
www.tiaa-cref.org

Julie Bowers - Director of Sponsorships and Associations, (704) 988-4898, jbowers@tiaa-cref.org

The TIAA-CREF group of companies is a prominent financial services organization dedicated to providing lifetime financial security to those in the healthcare, academic, cultural and research fields; for people whose work serves others. An organization with more than $477.3 billion in total assets under management and administration as of December 31, 2011, TIAA-CREF has more than 3.7 million participants in more than 27,000 plans and 15,000 public and private institutions. TIAA-CREF Individual & Institutional Services, LLC, and Teachers Personal Investors Services, Inc., members FINRA, distribute securities products. © 2011 Teachers Insurance and Annuity Association-College Retirement Equities Fund (TIAA-CREF), New York, NY 10017. C44249B.

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TIMECAPITAL INVESTOR ADVISORY SERVICES INC. - TABLE 101

1 Roosevelt Avenue, Port Jefferson Station, NY 11776
www.timecapital.com

Alex Rohman - Managing Partner, (631) 331-1400, arohman@timecapital.com

Founded in 1974, TimeCapital comprises of two major entities: TimeCapital Securities Corporation and TimeCapital Investor Advisory Services, Inc. TimeCapital Securities Corporation: A securities broker-dealer, TimeCapital Securities Corporation executes orders for retail customers and financial institutions. It is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Accounts at TimeCapital Securities Corporation are insured by SIPC. TimeCapital Investor Advisory Services: A Registered Investment Advisor, TimeCapital Investor Advisory Services manages client portfolios directly and in conjunction with a network of specialized money managers. The ability to draw on both internal and third-party investment management resources as desired provides a strong foundation for diversification—a hallmark of TimeCapital’s investment methodology.

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VAN ECK GLOBAL - BOOTH 502

335 Madison Avenue, New York, NY 10017
www.vaneck.com

May Poon - National Accounts Manager, (212) 293-2072, mpoon@vaneck.com
Glenn Smith - National Sales Manager, (212) 293-2074, gsmith@vaneck.com

Founded in 1955 by John C. van Eck, CFA, Van Eck Associates Corporation was among the first U.S. money managers helping investors achieve greater diversification through global investing. Van Eck International Investors Gold Fund was launched in 1968, and was the first U.S. gold fund. Today the firm continues this tradition by offering innovative, actively managed investment portfolios in hard assets, emerging markets, precious metals including gold, fixed income and other alternative asset classes. Van Eck Global’s mutual funds are sold nationwide through retail brokers, financial planners and investment advisors. Designed for investors seeking innovative choices for portfolio diversification; Van Eck Global’s investment products are often categorized in asset classes having returns with low correlations to those of more traditional U.S. equity and fixed income investments. Market Vectors exchange-traded products (ETPs) have been offered by Van Eck since 2006 when the firm launched the nation’s first gold-mining ETF, Market Vectors Gold Miners ETF (GDX). Today, we offer more than 45 ETFs which span several asset classes, including equities, fixed income (municipal and international bonds) and currency markets. Many of our ETFs are based on pure-play indexes, whose constituents must derive a majority of revenues from the target region/sector. As of March 31, 2012, Market Vectors ETPs are currently the U.S.’ fifth largest provider of ETPs, and the eighth largest worldwide. Van Eck Global currently manages assets on behalf of more than 250 institutions including endowments, foundations, hospitals, pensions, and private banks. Our traditional and alternative strategies are offered both in both fund and separate account portfolios. In addition, we offer the Van Eck VIP Insurance Funds, a series of investment choices within the variable annuity contracts and variable life policies of widely known and highly regarded insurers.

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VANGUARD - BOOTH 511

P.O. Box 2900, Valley Forge, PA 19482
www.advisors.vanguard.com

Dave Varrelman - Sales Executive, (800) 997-2798, david_w_varrelman@vanguard.com

Vanguard is one of the world’s largest investment management companies, providing an extensive array of investments, services, and practice management solutions to help financial advisors build their practices and serve their clients. As of December 31, 2011, we managed almost $1.70 trillion in U.S. fund assets, including a full range of low-cost exchange-traded funds and mutual funds. Connect with Vanguard® at www.advisors.vanguard.com or (800) 997-2798.

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WELLS FARGO SECURITIES, LLC - TABLE 707

45 Fremont Street, 34th Floor, San Francisco, CA 94105
www.wellsfargo.com/com/securities/

Theresa Chin - Structured Products Sales, (415) 644-9319, theresa.chin@wellsfargo.com
Matt Ginsburg - Head of Structured Products, (415) 644-9300, Matt.Ginsburg@wellsfargo.com
Kunal Malhotra - Head of Structured Products Sales, (415) 644-9323, kunal.malhotra@wellsfargo.com

Wells Fargo Securities consists of over 3,000 team members in 40+ offices across the U.S., Europe and Asia focused on U.S. middle market and large corporations and global institutional investors. Wells Fargo Securities brings together the company’s market-leading businesses in debt and equity underwriting, mergers and acquisitions, loan syndications, debt and equity sales and trading, tax-exempt products, research and economics and hedging products relating to equity, commodities and interest rate risks. Our customer-driven model is focused on delivering capital markets solutions to long standing customer relationships in middle market, large corporate, institutional, commercial real estate, municipal and internal Wells Fargo client segments.

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WILLIAM BLAIR & COMPANY, L.L.C. - TABLE 215

222 West Adams Street, 13th Floor, Chicago, IL 60606
www.williamblairfunds.com

William Blair Advisor Sales - (877) 962-5247, advisor_support@williamblair.com

Founded in 1935, William Blair & Company, L.L.C., is an employee-owned investment firm headquartered in Chicago. The William Blair Funds now include 24 funds in asset classes where we have long-term experience and depth in investment talent—areas where we believe we can add value to our clients’ portfolios.

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WINTERGREEN FUND, INC. - TABLE 519

333 Route 46 West, Suite 204, Mountain Lakes, NJ 07046
www.wintergreenfund.com

Steven Graff - Vice President, (973) 263-2604, graff@wintergreen.com

Wintergreen Fund (WGRNX) is a no-load, global value fund established in 2005 and managed by David J. Winters, CFA. The Fund seeks long-term growth of shareholder capital by investing in companies from across the globe that have the characteristics of a ‘Trifecta:’ (1) strong management working to create long-term shareholder value, (2) quality businesses with valuable and improving economics and (3) a compelling security price. The Fund looks to purchase companies with pricing power that are positioned to experience international growth, while often providing currency diversification. While seeking investments with exposure to global markets and currencies, emphasis is placed on companies and markets which maintain the highest accounting and legal standards. To maintain investment flexibility, Wintergreen Fund has broad guidelines for securities to be considered for inclusion in the portfolio, including flexibility in the asset classes in which it can invest and has no limitations as to size, earnings or the industry in which a company operates. Wintergreen Fund is based in Mountain Lakes, NJ and is advised by Wintergreen Advisers, LLC, an independent investment advisor. The Firm has approximately $2.2 billion in assets under management as of December 31, 2011. The Fund is available through a number of well-known platforms and broker-dealers and directly at www.wintergreenfund.com or (888) 468-6473. Before investing you should carefully consider the Fund’s investment objectives, risks, charges and expenses. Read the prospectus and summary prospectus carefully before investing. This and other information is in the prospectus and summary prospectus, a copy of which may be obtained by visiting the Fund’s website, www.wintergreenfund.com. Distributed by Foreside Fund Services, LLC. The Fund is subject to several risks, any of which could cause an investor to lose money. Please review the prospectus for a complete discussion of the Fund’s risks which include, but are not limited to, the following risks: possible loss of principal amount invested, interest rate, credit, junk bond, currency and foreign/emerging market risks as well as the risks associated with short sales, and investments in derivatives, small/mid-sized companies and loan participations. In light of these risks, the Fund may not be suitable for all investors.

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WISDOMTREE ASSET MANAGEMENT, INC. - TABLE 709

380 Madison Avenue, 21st Floor, New York, NY 10017
www.wisdomtree.com

Joseph Windish - National Accounts Manager, (917) 267-3738, jwindish@wisdomtree.com

WisdomTree launched its first exchange-traded funds in June of 2006, and is currently the industry’s seventh largest ETF provider. WisdomTree sponsors 48 distinct ETFs that span asset classes and countries around the world. Categories include: U.S. and International Equity, Currency, Fixed Income and Alternatives. WisdomTree pioneered the concept of fundamentally weighted ETFs and active ETFs and is currently an industry leader in both categories. WisdomTree is the only publicly traded asset manager exclusively focused on the ETF industry. On July 26, 2011, WisdomTree listed on the NASDAQ Global Market under the ticker: WETF.

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Below are details regarding exhibitor participation at INSITE 2012:

Exhibitor Schedule

Exhibitor Setup	Wednesday, June 6	11:00 a.m. - 2:00 p.m.
Exhibit Hall Hours	Wednesday, June 6	5:15 p.m. - 7:15 p.m. (evening reception)
	Thursday, June 7	8:00 a.m. - 8:45 a.m. (breakfast)
		12:00 p.m. - 1:30 p.m. (lunch)
		5:15 p.m. - 7:15 p.m. (evening reception)
Exhibitor Teardown*	Thursday, June 7	7:15 p.m. - 8:15 p.m.

*During teardown, associates from The Westin Diplomat's Business Center and EXPO Convention Contractors will be onsite to assist you with your outbound shipping needs.

Exhibit Space Amenities

Tabletop exhibitors will receive:

One 6-ft. draped table
One wastebasket
Carpeted area
8-ft. back wall drapery
Exhibitor I.D. sign
EXPO exhibitor services manual and exhibit hall locations to be distributed to all confirmed exhibitors in early April
Two complimentary exhibit passes, with the option to purchase additional passes

Conference sponsors will receive:

One 8 x 10 booth area
One 8-ft. draped table
Two chairs
One wastebasket
Carpeted area
8-ft. back wall drapery
Sponsor I.D. sign
EXPO exhibitor services manual and exhibit hall locations to be distributed to all confirmed exhibitors in early April
Three complimentary exhibit passes, with the option to purchase additional passes

Exhibit Management

EXPO Convention Contractors, Inc.
57 NE 179 Street
Miami, Florida 33162
(305) 751-1234
www.expocci.com
Electrical Orders
Edd Helms Electrical
Michelle Pfefferkorn
(954) 602-8946
mpfeff@eddhelms.com
www.eddhelms.com
Internet Orders
The Westin Diplomat IT Services Department
Steve Hicks
(954) 602-8854
steve.hicks@westin.com
Audio Visual Orders
PSAV Presentation Services
Miami, Florida 33162
(954) 602-8900
presentations@westin.com

Please send all inquiries to INSITE@pershing.com.