Fund Company Symposium 2011
101 Barclay Street, New York, NY
Summary:
On March 21 and 22, 2011, Pershing hosted our inaugural Fund Company Symposium at our BNY Mellon headquarters in New York City. The event was attended by nearly 70 attendees from over 50 of our premier fund companies. Presentations shared at this meeting can be accessed by clicking on the session titles below. In addition, thought leadership and other marketing materials mentioned during each session are included for your convenience through the links on the right side of this page.
We thank you again for your participation and for the opportunity to communicate to you all that Pershing has to offer in helping to meet your goals.
Agenda:
| Monday, March 21 | |
| 1:00 p.m. — 1:05 p.m. | Welcome Sandra Motusesky, Director, Pershing, a BNY Mellon company |
| 1:05 p.m. — 1:15 p.m. | Opening Remarks Caroline O’Connell, Managing Director, Pershing, a BNY Mellon company |
| 1:15 p.m. — 2:15 p.m. | Executive Leadership Panel Discussion Introduction: Ronald DeCicco, Chief Operating Officer, Pershing, a BNY Mellon company Global Broker-Dealers and Financial Intermediaries: James Crowley, Managing Director and Francis La Salla, Managing Director, Pershing, a BNY Mellon company Registered Investment Advisors/Independent Financial Advisers: Mark Tibergien, Chief Executive Officer, Pershing Advisor Solutions, a BNY Mellon company Prime Brokerage Solutions for Mutual Funds: Craig Messinger, Managing Director, Pershing, a BNY Mellon company |
| 2:15 p.m. — 2:30 p.m. | Break |
| 2:30 p.m. — 3:30 p.m. | Pershing Business Segment Overview Introduction: Scott Munroe, Managing Director, Pershing, a BNY Mellon company Global Broker-Dealers and Financial Intermediaries: Randall Reynolds, Managing Director, Pershing, a BNY Mellon company Registered Investment Advisors/Independent Financial Advisers: Patrick Burke, Director, Pershing Advisor Solutions, a BNY Mellon company Prime Brokerage Solutions for Mutual Funds: Lisa Lewin, Relationship Manager, Pershing Prime Services, a service of BNY Mellon |
| 3:30 p.m. — 4:00 p.m. | Managed Account Solutions Overview Steven Dunlap, Co-President, Pershing Managed Account Solutions, a BNY Mellon company |
| 4:00 p.m. — 4:45 p.m. | Pershing Overview and Insights Brian Shea, Chief Executive Officer, Pershing, a BNY Mellon company |
| 4:45 p.m. — 5:00 p.m. | Day One Closing Remarks Natalie Wolfsen, Managing Director, Pershing, a BNY Mellon company |
| Tuesday, March 22 | |
| 8:00 a.m. — 8:05 a.m. | Opening Remarks Sandra Motusesky, Director, Pershing, a BNY Mellon company |
| 8:05 a.m. — 8:30 a.m. | Sponsorship Opportunities Maureen Duff, Director, Pershing, a BNY Mellon company Ted Gullo, Assistant Vice President, Pershing, a BNY Mellon company |
| 8:30 a.m. — 9:30 a.m. | Open Forum Moderator: Sandra Motusesky, Director, Pershing, a BNY Mellon company |
| 9:30 a.m. — 9:45 a.m. | Break |
| 9:45 a.m. — 10:30 a.m. | Strategic Priorities Introduction: John Colao, Managing Director, Pershing, a BNY Mellon company Strategic Business Development: John Quigley, Director, Pershing, a BNY Mellon company RIA Complete™: James Roth, Managing Director, Pershing, a BNY Mellon company Operational Initiatives: Michael Doyle, Director, Pershing, a BNY Mellon company Asset Consolidation: Maura Creekmore, Director, Pershing, a BNY Mellon company |
| 10:30 a.m. — 11:00 a.m. | Technology Initiatives NetX360™: Michael Golaszewski, Director, Pershing, a BNY Mellon company Coates Analytics: Steve Truong, Director, Coates Analytics, an affiliate of Pershing, a BNY Mellon company |
| 11:00 a.m. — 11:15 a.m. | Break |
| 11:15 a.m. — 12:15 p.m. | Investment Solutions Introduction: Natalie Wolfsen, Managing Director, Pershing, a BNY Mellon company Retirement/529s: Robert Cirrotti, Director, Pershing, a BNY Mellon company Investment Products: Sandra Motusesky, Director, Pershing, a BNY Mellon company Product Consulting: William Collins, Director, Pershing, a BNY Mellon company |
| 12:15 p.m. — 1:45 p.m. | Customer Panel Moderator: James Roth, Managing Director, Pershing, a BNY Mellon company Michael Freeman, Director, Head of Investment Products, Citi Personal Wealth Management Larry Hughes, Independent Financial Advisor, American Portfolios Financial Services, Inc. Julie Jason, President, Jackson, Grant Investment Advisers Melissa Williams, Investment and Variable Product Manager and Strategic Relationship Manager, MetLife Broker-Dealer Group |
| 1:45 p.m. — 2:00 p.m. | Closing Remarks and Next Steps Sandra Motusesky, Director, Pershing, a BNY Mellon company |
If You Have a Question...
Please contact:
Sandy Motusesky
Director, Investment Solutions
Pershing LLC
201-413-2539
sandra.motusesky@pershing.com
Download a list of Pershing contacts
in attendance.
Thought Leadership
Marketing Materials
Sponsorship Opportunities
Gain access to the financial industry's leading registered investment advisors, investment professionals and broker-dealer executives in 2011 by being part of our Sponsorship and Exhibitor Program. Please contact
Ted Gullo at (201) 413-3774 for more information.
INSITE 2011, Pershing's Financial Solutions Conference, has set the standard as one of the industry's premier, must-attend events for growth-minded investment professionals and registered investment advisors.
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