Broker-Dealer Solutions

• Operational Support
• Trading Services
• Flexible Technology
• Investment Solutions
  • Cash Management Solutions
  • Fund Solutions
  • Lending Solutions
  • Managed Account Solutions
  • Retirement Solutions
  • Wealth Management Solutions
• Practice Management
• Service Excellence

Managed Account Solutions

Pershing Managed Account Solutions, a service of Pershing LLC1, and Pershing affiliate, Lockwood Advisors, Inc.2 (Lockwood), serve as innovative strategic partners in building highly custom, integrated, managed account solutions designed to help drive product adoption and grow revenue, increase operational efficiency, reduce expenses and to assist in compliance with account oversight.

The technology, advisory and business development support we provide are intended to help you attain scalability; attract and retain financial professionals; and strengthen your end-client relationships through an improved and consistent managed account experience.

Our highly consultative approach helps determine the fee-based products, program and service offerings that best fit your evolving wealth management offering.

Our open architecture, flexible solution offers established firms—or those looking to enter the managed account space—a full range of services:

• Investment Management and Research
• Front-Office Integrated Technology Solutions
• Middle- and Back-Office Solutions
• Distribution Support

View our full suite of managed account solutions for broker-dealers.

1 Pershing Managed Account Solutions is a service of Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation. Pershing Managed Account Solutions is not a registered investment adviser and does not offer investment advisory products, programs or services.

2 Investment advisory and overlay services provided by Lockwood Advisors, Inc. Lockwood Advisors, Inc. is an SEC registered investment adviser and an affiliate of Pershing LLC, each subsidiaries of The Bank of New York Mellon Corporation. Pershing LLC, member FINRA, NYSE, SIPC. SEC registration neither implies nor asserts the SEC or any state securities authority has approved or endorsed Lockwood or the contents of this disclosure. In addition, SEC registration does not carry any official imprimatur or indication Lockwood has attained a particular level of skill or ability.