Broker-Dealer Solutions

• Operational Support
• Trading Services
• Flexible Technology
• Investment Solutions
  • Cash Management Solutions
  • Fund Solutions
  • Lending Solutions
  • Managed Account Solutions
  • Retirement Solutions
  • Wealth Management Solutions
• Practice Management
• Service Excellence

Fund Solutions

No retail mutual fund business distracts us from offering you unbiased access to the funds that you and your clients seek. Select from load and no-load options from leading families, as well as thousands of choices available with no transaction fees.

In addition, Pershing's mutual fund marketplace can help reduce your operating expenses and headaches—because it runs on our infrastructure, not yours. We offer a wide range of turnkey outsourcing solutions for fund screening and selection, administration, and account management.

Mutual Funds

• Access to more than 20,000 load and no-load mutual funds from more than 550 fund families through FundCenter®
• Nearly 5,000 no-transaction-fee funds from more than 230 respected families available through FundVest®
• A wide range of money market mutual funds and FDIC-insured products
• Access to more than 140 sweep options from 6 different fund managers through our Cash Management Choice Program
• Easy-to-administer equity-dividend reinvestment, funds transfer, and systematic investment programs
• Turnkey online, wireless, and telephone account management options
• Asset-gathering tools
• Valuable news and investment resources accessible through NetX360™, our revolutionary technology platform for investment professionals and registered investment advisors

Exchange-Traded Funds

• Ability to trade all available domestic exchange-traded funds (ETFs) and notes with access to authorized participants through Pershing's trading desk
• Our innovative ETF Center offers analytic tools and Morningstar^® Inc. research, including searchable, detailed information on more than 1,300 exchange-traded funds and exchange-traded notes (ETNs)
• Compare ETFs to individual stocks or mutual funds, screen ETFs using a variety of criteria and find ETFs based on market performance
• The Document Library provides you with a wealth of information including articles, reports and research on timely ETF topics
• Use cost, returns, time horizon and other criteria to evaluate which ETFs are best-suited for achieving your clients' financial objectives

Contact us today to see how we can help you offer comprehensive fund solutions.

Mutual funds are sold only by prospectus and all funds may not be available in all jurisdictions. Please consult the prospectus of each individual mutual fund to obtain additional information, including an explanation of risks, fees and investment minimums.