Fact Sheets

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Fact Sheets

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Individual 401(k) Plan June 21, 2011 An Individual 401(k) is a 401(k) for the business owner with no employees other than a working spouse. This fact sheet contains key plan features, benefits, employer responsibilities and which types of businesses may want to consider this plan option.
SIMPLE IRA Plan June 21, 2011 The Savings Incentive Match Plan for Employees (SIMPLE) individual retirement account (IRA) plan is an easy-to-administer, low-cost plan with optional employee contributions and a limited employer contribution requirement. This fact sheet contains key plan features, benefits, employer responsibilities and which types of businesses may want to consider this plan option.
Profit Sharing Plan June 21, 2011 A Profit Sharing Plan is an employer-funded retirement plan with flexible funding options This fact sheet contains key plan features, benefits, employer responsibilities and which types of businesses may want to consider this plan option.
Fundvest� - Benefits of Pershing's No-Transaction-Fee Mutual Fund Platform November 29, 2011 Learn more about the benefits of FundVest�, Pershing's no-transaction-fee mutual fund platform. FundVest provides access to nearly 5,000 no-transaction-fee mutual funds from more than 230 fund families.
Employer-Sponsored Plan Contribution and Social Security Guide October 13, 2011 This one-page reference guide shows the contribution limits for different types of employer-sponsored retirement plans as well as Social Security taxes for employers , employees and self-employed individuals.
Key Dates for Qualified and Other Employer-Sponsored Retirement Plans September 19, 2011 When providing guidance to your clients about retirement plans, it is important to be aware of the responsibilities and critical dates associated with various plan types. The following provides a summary of key dates for establishing, funding and administering qualified and other employer-sponsored retirement plans.
Money Purchase Pension Plan July 01, 2011 A money purchase pension plan is an employer-funded retirement plan with mandatory contributions. This fact sheet contains key plan features, benefits, employer responsibilities and which types of businesses may want to consider this plan option.
SEP-IRA Plan June 21, 2011 A Simplified Employee Pension Individual Retirement Account (SEP-IRA) is an employer-funded retirement plan that is easy to establish and administer This fact sheet contains key plan features, benefits, employer responsibilities and which types of businesses may want to consider this plan option.
401(k) Plan June 21, 2011 A 401(k) plan is a flexible, feature-rich retirement plan allowing both employee and employer contributions. This fact sheet contains key plan features, benefits, employer responsibilities and which types of businesses may want to consider this plan option.
Individual Retirement Account (IRA) Contribution and Deduction Limits 2011-2012 February 01, 2012 This reference document, which can be used with clients, summarizes both the 2012 and 2011 contribution limits and income and deduction phase outs.
Employer Sponsored Retirement Plans Maximum Contribution and Benefit Limits 2008-2012 December 09, 2011 The Internal Revenue Service (IRS) has announced increased retirement plan contribution, compensation and benefit limits for 2012. To help your retirement plan sponsors promote the importance of increased limits in enhancing the value of their retirement programs, this summary contains both new and prior limits.
List of Practice Management Resource Available on NetX360 June 02, 2011 List of Practice Management Resource Available on NetX360
Pershing Fixed Income Trading June 02, 2011 Our highly trained Fixed Income Trading professionals are committed to understanding your business, enhancing your ability to find appropriate products for your clients and providing dedicated coverage for your firm.
Corestone Account� Overview June 02, 2011 Introducing Corestone Account, an enhanced asset management account with exciting features and benefits.
Fixed Income Portfolio Solutions Presentation June 02, 2011 Pershing's Fixed Income Portfolio Solutions--Sophisticated Analytics to Help Manage Your Clients Fixed Income Portfolios.
Global Margin Overview June 02, 2011 New Global Margin Capability Helps You Better Serve Non-U.S. Dollar-Focused Clients
Coates Sudadvisor Certification Solution June 01, 2011 Coates Analytics Subadvisor Certification offers a comprehensive solution so fund management companies can certify and monitor subadvisory relationships. Through a secure Web-based application and customizable interface, Subadvisor Certification will help you reduce expenses, improve documentation and increase control over every aspect of your relationships.
Coates Distribution Management System June 01, 2011 The Distribution Management System (DMS) from Coates Analytics is a web-based, modular business intelligence solution that provides secure anytime, anywhere access to critical data and powerful analytical tools. Through DMS, financial institutions and asset managers can improve market intelligence and target sales opportunities.
Subscribe Carrier Listing June 01, 2011 Subscribe offers a seamless interface with many of the country's leading insurance companies.
e-Delivery via NetExchange Client May 24, 2011 Conservation of resources has become an important initiative for individuals and institutions across the globe. As more and more customers look to go paperless, the financial industry is responding with enthusiasm.
Driving e-Delivery Adoption Best Practices May 24, 2011 This piece details some effective e-delivery promotion methods developed by your industry peers. This information may help you in your efforts to increase your adoption rates.
IRA Selector April 28, 2011 Individual Retirement Accounts (IRAs) should be an essential part of virtually any client's retirement and wealth management strategy. This client-approved piece serves as a guide for helping clients determine which type of IRA is best suited to their needs.
Prospecting Small Business Retirement Plans April 27, 2011 This piece is designed to help financial professionals approach small business owners and find the right prospects for building a successful retirement plan business.
Rollover IRA Statement Insert April 27, 2011 Remind your clients about the benefits of rollover IRAs with this statement insert. Your financial organization can include these in client statements. You can also order copies through the Material Catalog in NetX360� to use as handouts or for client mailings.
Client Profile Sheet for Retirement March 30, 2011 Use this client profile sheet to help you gather information about your clients' retirement assets at their current and former employers and IRAs at other firms to identify rollover and consolidation opportunities.
Mutual Fund Only IRA Statement Inserts April 27, 2011 Mutual Fund Only IRAs are an attractively priced option for your clients who invest primarily in mutual funds. Your financial organization can include these inserts in client statements. You can also order copies through the Material Catalog in NetX360� to use as handouts or for client mailings.
Myths and Realities of Mutual Fund Consolidation February 21, 2012 There are many "myths" regarding moving directly held mutual fund positions to the brokerage platform. With this document, we dispel some of those myths and provide the reality of each misconception..
Employer Plan Fact Sheets October 08, 2010 These fact sheets can help small business owners decide which plan is right for their business. They contain key plan features, benefits, employer responsibilities and suggestions for which types of small businesses might consider these plans.
Albridge Risk Reporting October 07, 2010 Albridge's Risk Reporting provides comprehensive functionality to easily calculate, analyze and report on historic personal risk on a portfolio, manager and account level to make more informed investment decisions ensuring that clients are receiving an acceptable level of return relative to their risk tolerance.
Albridge Wealth Reporting October 07, 2010 Albridge Wealth Reporting considered the industry's most scalable and reliable wealth reporting solution, is a portfolio management system integrating portfolio accounting and performance reporting from hundreds of disparate sources to deliver an accurate, single view of all of your clients' assets.
Albridge Tax Lot Reporting October 07, 2010 Albridge Tax Lot reports, provide detailed breakdowns of realized and unrealized gains and losses by holding periods and by specific tax lots to help advisors incorporate potential tax implications into their decision making process.
Albridge Replicated Data October 07, 2010 Albridge Replicated Data provides, financial institutions with a secure, reliable and cost effective solution for consolidating, normalizing, cleansing and storing transaction and position information by gathering data from hundreds of direct date feeds from multiple back office and legacy systems.
Albridge Data Aggregation October 07, 2010 Albridge Data Aggregation gives advisors access to their clients' held-away banking, brokerage, trust, 401K and pension assets to give them a more complete view of their true financial positions., powered by CashEdge.
Albridge Data Service October 07, 2010 Albridge Data Service: Albridge Data Service takes data quality to the next level by performing enhanced analysis on client-defined accounts to check transactions, prices, asset, account and investor information, as well as verifying rate of return reports.
Mutual Fund Consolidation FAQs September 30, 2010 Consolidating mutual fund assets through a brokerage platform at Pershing provides investment professionals with distinct advantages, including access to new resources, tools and products, enabling improved efficiency, greater ability to gather assets and enhanced customer service. Read the Mutual Fund Consolidation Frequently Asked Questions for Investment Professionals to learn more.
Prospecting and Cultivating Employer Plan Opportunities June 08, 2010 This one-page highlight sheet focuses on easy to set-up and administer Simplified Employee Pension Individual Retirement Account (SEP IRA) and Individual 401(k)s. These are the fastest growing new retirement plans for small businesses (those with 10 employees or fewer).
Benefits of Establishing a Small Business Retirement Plan June 08, 2010 Retirement plans allow employers and employees to save and invest for their retirement now with the goal of having financial security when they retire. As an added bonus, both employers and employees can take advantage of significant tax advantages and other incentives. This sheet outlines the benefits to both employers and employees and how Pershing can help.
Overcoming Common Objections to Establishing a Retirement Plan June 08, 2010 The following outlines the most common objections of the over 70% of small businesses that do not have a retirement plan, along with tips for overcoming the objections.
myedocumentsuite.com� Enrollment Overview June 07, 2010 As your clients register on myedocumentsuite.com and enroll to receive account communications electronically, this overview will help you further understand each step of the enrollment process and be prepared to answer questions your clients may have.
Sample Follow-Up E-Mail to Retirement Planning Clients June 07, 2010 To help you stay connected with your clients.
Small Business Retirement Plan: Contribution and Social Security Reference Guide June 07, 2010 One of the most important services you can provide to your small business owner clients is to help them select the right retirement plan. The plan should be right for the owner, the business and the employees. There are many choices of types of plans, each with different plan features, and each with different legal obligations and costs.
Professional Development Series June 07, 2010 Pershing is committed to a consultative partnership and helping investment professionals succeed in today's challenging economic times. Our Professional Development Series-a comprehensive suite of tools and resources-features seminars and webcasts on current topics, as well as guidebooks and marketing resources to help you build your business. As an added benefit, continuing education credits will be available for selected events.
Mutual Fund Consolidation: A Before and After Comparison for Investment Professionals May 27, 2010 Moving to a consolidated mutual fund platform provides many valuable benefits. The comparison below will help you understand how your business processes will improve after you make the break from direct mutual fund business.
Increase Efficiency with iNautix� Compensation Management Solutions October 21, 2009 An advisor compensation system can be like a jigsaw puzzle�and iNautix� can help make the pieces fit. iNautix can assist you in putting together a system to help you track payouts and sales, and produce accurate reporting for benchmarking, revenue projections and more. In these challenging economic times, you can?t afford to make mistakes with a single piece.
Building Solutions for Your Alternative Investment Needs October 20, 2009 Alternative investments are becoming an increasingly important tool in wealth management strategies. Pershing LLC understands that access to a wide range of alternative investments, and the tools to administer them, are essential to our customers. This is one reason we remain committed to providing solutions that enable your firm to compete effectively in the marketplace, as well as meet the needs of your clients.
Trust Network Provider Comparison August 18, 2011 Pershing's Trust Network is an open architecture platform that enables you to offer�your clients a wide range of trust services and solutions from industry-recognized trust companies.
Managed Account Network� Program Providers October 19, 2009 Managed Account Network� Program�enables you to offer managed account solutions from industry-recognized asset management program providers and hold the assets in custody at Pershing.
Lockwood Advisory Solutions July 14, 2009 In today's world of heightened scrutiny, rapid product creation and more complex investment strategies, we are identifying more and more advisors who are looking to form partnerships to help them outsource various components of the portfolio construction process. Lockwood's depth and breadth of solutions are designed to enable advisors to outsource various parts of the investment process, and therefore give them more time to spend with clients and prospects. The solutions range from separately managed accounts, where you have the option of outsourcing the research component, to our discretionary solutions where Lockwood is managing portfolios on a fully discretionary basis.
Learn More About Pershing's Professional Development Series June 08, 2009 Pershing is committed to a consultative partnership and helping investment professionals succeed in today?s challenging economic times. Our Professional Development Series, a comprehensive suite of tools and resources, features seminars and web casts on current topics as well as guidebooks and marketing resources to help you build your business.
Take Advantage of Ready-to-Use Client Brochures June 08, 2009 To help you communicate the features and benefits of Pershing's products and services to your clients, we have developed a suite of client brochures around some of our most widely used business solutions. This piece shows the materials available and how to order them.
Managed Account Solutions June 08, 2009 Pershing Managed Account Solutions provides access to a comprehensive suite of fee-based advisory solutions. We take a highly consultative approach to help you determine the products, program and service offering that best fit your business needs. You may choose a pure, open-architecture environment or more packaged, turnkey solutions offered through our affiliate, Lockwood Advisors, Inc., or through a network of turnkey asset management providers available in Managed Account Network�. Regardless of the approach you select, you will have access to multiple managed account solutions through a single, integrated platform, with a consistent client experience throughout the entire process. This document provides an overview of the services provided by Pershing Managed Account Solutions.
NetX360� Premium Content�World-Class Services to Maximize NetX360 June 08, 2009 Access best-of-breed, third-party content providers directly through NetX360�. This insert explains how you can leverage the power of these premium offerings to help boost your performance and efficiency.
Training Tools via NetX360� June 08, 2009 Pershing's wide, ever-expanding range of training solutions offers the educational flexibility and expertise you need to conduct business with maximum efficiency and effectiveness. Customized solutions focus on your firm?s specific preferences, giving you the opportunity to incorporate targeted training into your curriculum.
Make a Powerful Choice�Go Paperless June 08, 2009 This overview shows you tools that you can use to create a "Go Paperless" program. Pershing makes it easy for your clients to choose electronic delivery of account statements and trade confirmations, whether through NetX360� or our self-service website, myedocumentsuite.com.
Pershing ValueAlliance� Providers June 08, 2009 Pershing's ValueAlliance program features preferred rates and access to an extensive network of the industry's leading business solution providers.
Tax and Year-End Statement August 18, 2011 Making sense of your clients finances just got simpler�thanks to this consolidated tax and year-end statement. Information now at your fingertips includes Tax Statement (Form 1099) and Asset Management Account Activity, such as checking, debit card, and electronic transactions. Contact your Relationship Manager for more information.
Asset Consolidation�A Win-Win-Win Proposition June 08, 2009 Find out how consolidating assets through a modern brokerage platform provides distinct advantages that can help you simplify your day-to-day activities, freeing up the time you need to continue to grow your business.
Pershing Advisor Solutions ValueAlliance� Providers June 08, 2009 Pershing is dedicated to providing access to a broad range of third-party resources to meet your critical business needs. This overview provides a list of ValueAlliance� Providers.
NetX360� Core Content-The Resources You Need to Build Your Business June 08, 2009 Take advantage of the core content available through NetX360��Your gateway to many of the most respected providers of industry research, tools, market data and news to keep you ahead of the pack.
Actimize Suite of Compliance Tools Available June 08, 2009 Remaining fully compliant with complex financial services industry rules and regulations is vital to the long-term success of your firm. In order to meet these requirements, we have partnered with Actimize, a leading transactional risk software provider, to offer you a comprehensive suite of customizable anti-money laundering (AML), trade surveillance, and sales practices monitoring solutions.
Learn More About Pershing's Qualified Retirement Plans June 08, 2009 This overview shows the upcoming Qualified Retirement Plans new plan support materials that investment professionals wil be able to use with their clients to help them choose a retirement program and begin establishing a plan. It also illustrates the enhanced restatement and new plan processes being developed.
Actimize Case Manager December 11, 2008 Remaining fully compliant with complex financial services industry rules and regulations is vital to the long-term success of your firm. To help you meet these requirements, we have partnered with Actimize, a leading transactional risk software provider, to offer you a comprehensive suite of customizable anti-money laundering (AML), trade surveillance, and sales practices monitoring solutions.
Product Consulting Services December 11, 2008 Our product consulting services can help your firm achieve its business goals through a jointly created, customized strategy that creates awareness and drives adoption and utilization of your investment solutions.
Actively Manage Fixed Income Portfolios May 26, 2008 In today's complex and ever-changing fixed income markets, Fixed Income Portfolio Solutions can help you stay on top of changes in your clients' portfolios.
Seamlessly Trade Online May 26, 2008 Access a live and executable inventory of more than 25,000 bonds from more than 90 fixed income dealers through BondCentral�, our online fixed income trading platform.
Streamline Brokerage Activities May 26, 2008 Pershing is committed to providing you with flexible technology solutions to meet all your business needs.
CreditAdvance May 26, 2008 Enhance your clients' purchasing power with CreditAdvance-a securities-based margin lending tool.
Convenient Asset Management May 26, 2008 Help your clients combine all their investing, checking, and Mastercard services into one account with ProCash Plus�.
EasyPay May 26, 2008 EasyPay� enables your clients to transfer funds from their checking accounts to their brokerage accounts using interactive voi ce response (IVR) technology.
Helping You Be More Efficient May 26, 2008 For financial organizations that offer managed accounts, our Customer Billing Support (CBS) system lets you create an unlimited number of fee schedules that can be customized at the firm, office, account, or investment professional level.
Pershing Prime Services May 23, 2008 Learn more about how we can help you grow your business without limits by leveraging the combined financial strength, global resources, and custody services of Pershing LLC and The Bank of New York Mellon.

Individual Retirement Account (IRA) Contribution and Deduction Limits 2011-2012

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