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Pershing LLC � Brochures

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Traditional and Roth IRAs Client Brochure November 30, 2011 IRAs are specially designed for retirement savings and offer tax advantages you will not find in other types of accounts. Use this brochure to help explain the benefits and features of Traditional and Roth IRAs.
The Pershing Advantage November 10, 2011 Comprehensive business solutions for investment professionals Pershing's exclusive focus on serving investment professionals and their financial organizations worldwide ensures an unparalleled level of expertise and commitment to you and your business. Pershing brings a consultative and collaborative approach to everything we do by listening closely to understand what you need to be successful. We offer far more than just products and services�we work hands-on with our customers as strategic business associates. Pershing offers: Stability and Experience Innovative Product and Technology Solutions Practice Management Programs Access to Industry-Leading Experts
Small Business Retirement Plans October 20, 2011 Use this brochure with your small business owner clients to explain the potential benefits of offering an employer-sponsored retirement plan, including tax advantages and to help attract and retain employees.
NetX360�-The Complete Solution to Manage Your Evolving Business Needs October 06, 2011 Announcing NetX360�, Pershing's revolutionary technology platform for investment professionals and RIAs, providing the tools you need to manage clients' accounts, deliver first-rate service and develop new sales and revenue opportunities. NetX360 offers you one complete solution to efficiently manage your entire business, whether it's commission or fee-based.
Alliance Network October 05, 2011 Pershing is dedicated to providing access to a broad range of third-party resources to meet your critical business needs. To honor this commitment, we have established an Alliance Network of over 700 best-of-breed solution providers. In addition, our ValueAlliance^� program offers preferred rates on select strategic relationships to build your practice management efforts and help you grow your business without limits.
Cash Management Choice Program September 28, 2011 Cash management strategies have never been more important to a well-constructed portfolio than they are today. Volatility in the stock and bond markets has created the need for a portfolio stabilizer. This need is even more acute for investors at the front edge of the demographic wave of retiring Baby Boomers, whose needs are shifting from the long-term accumulation of capital to the preservation of capital for retirement and other objectives. Todays investors are focused on how their cash is being employed and if it is working as hard as it canwhether that means bank-like insurance, higher yields than bank accounts or even tax-advantaged options that seek to minimize state taxes. Through Pershings Cash Management Choice Program, you can provide your clients and investment professionals with the ability to better address cash management needs by enabling idle cash to earn additional interest. The options available through Pershing allow you to offer your clients the choices that best suit their needs and risk tolerances.
Corestone Account��The Core of a Solid Financial Plan September 02, 2011 This investor brochure explains how your clients can turn their ordinary investment account into a powerful asset management tool that simplifies the way they handle daily activities�checking, investing, bill payments and much more�in one place. It also includes the Corestone Account application, agreement, and terms card.
Fully Paid Securities Lending for Advisors August 03, 2011 Learn how you can maximize the revenue potential of your client's portfolio through Pershing's Fully Paid Securities Lending program.
The 2011 Global Custodian Survey Is Out�And Our Score Is Up July 05, 2011 Last year, the annual Global Custodian Prime Brokerage Survey praised our people skills at Pershing Prime Services. This year, our valued customers have given us even higher marks, including: Seven Commendations 33 "Best In Class" Recognitions Custody score: 6.11 (out of 7) Client service score: 6.09 Operations score: 6.01 Overall score: 5.76 View our survey results and read the complete report on Pershing Prime Services. As you will see, our customers recognized us for our commitment to providing them with a robust platform that combines the global resources of BNY Mellon with unmatched service and operational support. "They understand our business and our needs?, wrote one fund, ?Pershing does an outstanding job to get to know their customers.? Another manager noted Pershing Prime Services is "professional, knowledgeable and very easy to work with." Customers valued our ?safety, security and lack of conflicts of interest.? We are honored to see the way our customers have responded to our ?New Model Prime Broker?�featuring an unconflicted commitment to your business, a transparent approach and the strength of the only prime broker owned by a Aaa-rated bank*, BNY Mellon.
Fully Paid Securities Lending Investor Brochure June 03, 2011 We understand that you are always looking for ways to generate additional portfolio returns for your firm. The Fully Paid Securities Lending program permits you to loan fully paid-for securities to Pershing. Pershing then has the option to utilize those securities to satisfy both internal and external borrowing needs. A significant portion of the spread earned on the loaned securities becomes revenue for your firm.
Understanding the Protection of Client Assets May 26, 2011 Pershing?s Strength, Stability and Focus Pershing LLC has been a leading global provider of financial business solutions for over 70 years and serves many of the world?s most respected financial organizations, remaining committed to the safekeeping, servicing, segregation and reporting of assets held in custody.
Rollover IRA Client Brochure April 27, 2011 One of the best ways to help maximize the potential of your clients? retirement savings is through a Rollover IRA. This client brochure explains the benefits of consolidating employer plan and IRA assets into a Rollover IRA with the help of a financial professional.
Trading Services: Comprehensive Solutions for Today's Complex Markets April 12, 2011 In today's rapidly evolving financial markets, you face new challenges�from increasing regulation to expanding global markets�every day. With the depth and breadth of an industry leader, Pershing has the experience your business demands. We provide you with a broad array of execution capabilities for equity, option, and fixed income securities�all backed by our world-class service and support.
Consolidating Your Assets - A Single Account. A Single Statement. A Single Vision. March 30, 2011 Has your investment portfolio evolved into one, focused account with a carefully designed plan, or is it a patchwork of accounts, across various financial companies, with no clear goal? Consolidating your assets can help.
CreditAdvance��Put More Assets to work for you February 08, 2011 You work hard to generate wealth and you understand that prudent risk plays an important role in your financial success. CreditAdvance�a multipurpose, secured, revolving line-of-credit�is a valuable margin lending tool designed to help you manage the growth of your portfolio and solve your liquidity needs.
Unleash the Potential of Your Brokerage Account February 08, 2011 Many investors do not realize that a margin brokerage account gives them access to funds at interest rates that may be lower than standard bank or credit card loans. Whether the loan is to fulfill a financial obligation, take that much needed vacation, or to simply make a purchase, it is an extension of credit using the power of leverage, thereby enhancing value without increasing the investment of your own funds. Best of all, there is no lengthy approval processall you need is a signed Margin Agreement along with sufficient marginable securities in your account, and the cash is yours.
myedocumentsuite.com Enhancing the Client Experience October 11, 2010 This brochure provides an overview of the benefits of choosing electronic delivery for account communications through myedocumentsuite.com.
iNautix Custom Development October 08, 2010 iNautix offers world-class business and technology solutions to help financial services organizations and registered investment advisors optimize operational performance across their entire organization. With deep industry experience, iNautix strives to help you maximize your productivity, increase operational efficiency and improve profitability.
Fully Paid Securities Lending October 07, 2010 This brochure provides an overview of the Fully Paid Securities Lending program and how it benefits high-net-worth investors.
Mutual Fund Only IRAs December 17, 2010 Pershing's Mutual Fund Only IRA is ideal for your clients who invest primarily in mutual funds. It is available for Traditional and Roth IRAs for which Pershing serves as custodian and is competitively priced with reduced annual maintenance fees. A Mutual Fund Only IRA may provide an attractively priced rollover option for your clients with 401(k)s at former employers or IRAs at mutual fund companies or other firms.
Anti-Money Laundering (AML) Models Through Actimize October 06, 2010 Remaining fully compliant with complex financial services industry rules and regulations is vital to the long-term success of your firm. To help you meet these requirements, we have partnered with Actimize, a leading transactional risk software provider, to offer you a comprehensive suite of customizable anti-money laundering (AML), trade surveillance, and sales practices monitoring solutions.
Health Savings Accounts August 30, 2010 Health Savings Accounts (HSAs) offered through Pershing can help customers capture additional assets and meet clients' health savings and retirement needs. Pershing will custody the investment assets that are tied to the health savings account, affording seamless management of clients? accounts. When opening health savings accounts, customers can select from two industry-leading HSA custodians as their product sponsor.
LoanAdvance�: Liability Management with Securities-based Lending June 10, 2010 LoanAdvance� is a securities-based lending tool that offers your clients access to a line of credit at competitive interest rates for most personal, consumer, or business needs.
A Single Account. A Single Statement. A Single Vision. June 08, 2010 Has your investment portfolio evolved into one, focused account with a carefully designed plan, or is it a patchwork of accounts, across various financial companies, with no clear goal? Consolidating your assets can help.
CDARS��Certificate of Deposit Account Registry Service� June 07, 2010 Simplicty. Convenience. Security. With the recent volatility in the stock and bond markets, FDIC insurance is a welcome umbrella for investors seeking security for their assets. Through Pershing, your firm can access a broad range of FDIC-insured investment options, including CDARS CDs and FDIC-backed bonds. No matter what your investment and liquidity needs, you will find the FDIC-insured solutions you need at Pershing.
Alliance Network June 07, 2010 Pershing is dedicated to providing access to a broad range of third-party resources to meet your critical business needs. To honor this commitment, we have established an Alliance Network of over 700 best-of-breed solution providers.
Managed Account Network� Program Providers June 07, 2010 Managed Account Network enables you to offer managed account solutions from industry-recognized asset management program providers and hold the assets in custody at Pershing. This document provides an overview of the participating providers.
Mobile Access with NetX360� June 07, 2010 NetX360 is Pershing's complete solution to help you efficiently manage your entire business. At the speed of today's business, the ability to access important account information when you are away from the office has become critically important. To enable you to access your client data from anywhere and at anytime, Pershing makes the most of the NetX360 functionality available on a variety of mobile devices.* This allows you to stay productive and accessible while on the go.
Lockwood Investment Strategies June 04, 2010 Lockwood Investment Strategies(LIS) is a discretionary UMA investment solution that offers a spectrum of diversified portfolios, comprising multiple asset classes and investment vehicles-each held in a single account. Based upon a client?s risk profile, Lockwood seeks to deliver portfolio return and risk characteristics that are appropriate for that client. LIS portfolios may include open-end and closed-end mutual funds, exchange-traded funds (ETFs), exchange-traded notes (ETNs), alternative investments and individual securities.
Lockwood Asset Allocation Portfolios June 04, 2010 Lockwood Asset Allocations Portfolios is a discretionary mutual fund/exchange-traded fund (ETF) wrap investment solution that offers a series of multiple-style portfolios-each held in a single account-and affords the features of diversification and professional management to smaller accounts. Client portfolios may include open-end mutual funds, ETFs, exchange-traded notes (ETNs) and closed-end funds.
Fully Paid Securities Lending March 25, 2010 Maximize the revenue potential of your portfolio
NetX360� for Registered Investment Advisors February 18, 2010 For Registered Investment Advisors, today?s fiercely competitive environment requires a powerful source of tools and information to increase productivity and performance. At the core of Pershing?s professional access solutions, NetX360� offers one complete technology solution to efficiently manage your business. This revolutionary, online platform enables you to access account information, place orders and get the latest tools, quotes, news and research to allow you to perform at your best.
A Guide to Understanding Your Brokerage Account Statement August 18, 2011 Our customer brokerage statement has received the highest designation of "Excellent" five consecutive years by DALBAR, Inc., the nation's leading financial services market research firm.
iNautix� Custom Technology October 20, 2009 Financial services firms are more dependent on technology than ever before. But in today?s increasingly competitive environment and challenging economy, you need to find ways to focus more attention on your core business while more efficiently addressing your technology needs. When you partner with iNautix, you can gain the technology expertise your firm needs without adding fixed technology costs.
Subscribe� Participating Insurance Companies October 20, 2009 Subscribe� offers a seamless interface with many of the country's leading insurance companies.
Lockwood Asset Allocation Portfolios: Discretionary Mutual Fund/Exchange-Traded Fund Managed Accounts October 19, 2009 In today's market environment, many financial advisors are seeking investment solutions that can serve as strategic, core components to their clients' portfolios and provide broad diversification while helping to manage risk. Launched in 2003, Lockwood Asset Allocation Portfolios provides multi-asset class portfolios�professionally managed using a highly disciplined and integrated approach�designed to help you provide your clients with a broadly diversified, competitive managed account offering at a relatively low investment minimum.
Lockwood Investment Strategies: Discretionary Unified Managed Accounts October 19, 2009 Given market volatility, many advisors are reexamining the core investment strategies within their clients? portfolios. In order to help ensure that these portfolios provide broad diversification and continue to meet the risk profiles of their clients, many advisors are leveraging professionally managed solutions.Launched in 2003, Lockwood Investment Strategies is designed to help simplify the complex process of investing in multi-asset class portfolios by combining strategically driven asset allocation, subadvisor and investment selection and portfolio construction expertise into a unified managed account structure.
Lockwood AdvisorFlex Portfolios� October 19, 2009 Lockwood AdvisorFlex Portfolios (AdvisorFlex) is a flexible, managed account solution that combines investment research and model allocations with the investment review and operational expertise of Lockwood. AdvisorFlexgives financial advisors the freedom to select portfolios of mutual funds, exchange-traded funds (ETFs) and/or exchange-traded notes (ETNs) for clients-using either the suggested investments or by substituting alternate selections-both identified by Lockwood Advisors, Inc.
ValueAlliance�: Industry-Leading Solutions. Preferred Pricing October 19, 2009 Pershing is dedicated to providing access to a broad range of third-party resources to meet your critical business needs. ValueAlliance� provides you with access to many of the industry's most powerful resources, including tools to help you drive growth, optimize human capital and maximize operational efficiency.
TalentConnect� October 19, 2009 TalentConnect� is designed to help broker-dealers attract, retain, and develop top performers. Available exclusively to customers of Pershing LLC, this program offers comprehensive solutions that address every phase of an investment professionals life cycle, from recruitment and onboarding, to retention and succession planning. You can find practical resources, easy-to-implement tools, and strategic best practices all in one placeto help transform your firm into a magnet for attracting and retaining talent.
Lockwood Separately Managed Accounts October 19, 2009 Lockwood Separately Managed Accounts is designed to give you streamlined access to leading separate account managers offering a wide array of investment strategies. Our open-architecture environment allows you to select from a broad list of money managers, giving you a wide range of choice and flexibility in structuring client portfolios. Furthermore, our experienced analysts at Lockwood provide ongoing research and analysis on a subset of money managers, referred to as "covered" managers. � Lockwood Separately Managed Accounts gives you access to what we believe are cutting-edge services and support to help you grow your fee-based business, from our proposal and screening tools to consolidated performance reporting and billing and fee payment service.
Equities, Options and Foreign Exchange�Streamlined Solutions for Global Markets June 08, 2009 The globalization of the equities and options markets has generated new opportunities�and new challenges. Long recognized as a market leader, Pershing provides solutions that can give you a competitive advantage today, as well as position you for the future. Our expertise in order execution and regulatory compliance, coupled with an in-depth knowledge of current issues and trends, can help you build your business and manage risk.
Your Business Without Limits��Comprehensive Global Prime Brokerage Solutions June 08, 2009 In this competitive global environment, you are determined to take your business further. To get there, you need a partner that delivers the attention and resources your business deserves. Pershing Prime Services offers you a comprehensive, integrated suite of prime brokerage solutions, backed by an extraordinary level of dedicated, high-touch service.
Wealth Management Solutions-Helping You Grow Your High-Net-Worth Business June 08, 2009 Being able to offer your clients a full complement of wealth management solutions is critical to solidifying long-term relationships and potentially consolidating more of your clients' business with your firm. Leveraging the extensive experience and knowledge of our professionals, you can maximize the opportunities that wealthy clients present.
CDARS��An Efficient Way for High-Net-Worth Investors to Maximize Access to FDIC Insurance June 08, 2009 Investors are increasingly seeking the protection afforded by the Federal Deposit Insurance Coporation (FDIC). One way to put large dollar amounts into CDs is the Certificate of Deposit Account Registry Service� or CDARS. CDARS, operated by Promontory Interfinancial Network, LLC, allocates investor deposits among the banks in its network to obtain access to full FDIC coverage.
Fixed Income Trading�Access a World of Fixed Income Opportunities June 08, 2009 Our dedicated team of experts, electronic trade execution and market making capabilities, and access to new issues can help you take your success to the next level. Pershing?s powerful suite of tools and resources can help you differentiate yourself from the competition.
RIA Complete Advisory Brochure for Broker-Dealers June 08, 2009 Pershing's RIA Complete offers a comprehensive solution to help you retain and expand your share of business�whether fee- or commission-based.
Lending Solutions�Leverage-Based Products for Active Investors June 08, 2009 At Pershing, we believe that strategic liability management has the potential to enhance a client?s wealth management plan. That?s why we offer a range of lending solutions that can help your clients get the most out of their portfolios, extend purchasing power, or generate income without compromising their current investment strategies.
iNautix� Document Management�Next-Generation Imaging and Workflow Solutions June 08, 2009 Conveniently manage all of your documents on one platform. iNautix Document Management allows you to capture, store, route, and retrieve financial documents from any custodian.
FundVest� Participating Fund Families September 13, 2011 FundVest� is Pershing's no-transaction-fee platform, which provides access to�nearly 5,000 mutual funds, managed by more than 230 highly regarded fund companies. This reference piece provides a list of participating FundVest fund families.
Wealth Management Solutions-Helping You Grow Your High-Net-Worth Business June 08, 2009 Being able to offer your clients a full complement of wealth management solutions is critical to solidifying long-term relationships and potentially consolidating more of your clients' business with your firm. Leveraging the extensive experience and knowledge of our professionals, you can maximize the opportunities that wealthy clients present.
Pershing Advisor Solutions ValueAlliance�-Industry-Leading Solutions. Preferred Pricing. June 08, 2009 Pershing Advisor Solutions is dedicated to providing access to a broad range of third-party resources to meet your critical business needs. ValueAlliance� provides you with access to many of the industry's most powerful resources, including tools to help you drive growth, optimize human capital, and maximize operational efficiency.
Getting the Most From Your Investments�Convenient Financing Options to Complement Your Investment Strategy June 08, 2009 This brochure explains how clients can expand their purchasing power by leveraging the securities in their brokerage accounts through Pershing's Lending Solutions.
iNautix� Business Consulting�Experienced Specialists. Tailored Strategies and Solutions. June 08, 2009 In today's competitive environment, financial services firms need to do everything possible to optimize operations and accelerate their growth. iNautix Business Consulting has the expertise you need to help maximize performance across your entire firm.
FDIC-Insured Solutions in an Uncertain World June 05, 2009 Cash management strategies have never been more important to a well constructed portfolio than they are today. Volatility in the stock and bond markets has created the need for a portfolio stabilizer. This need is even more acute for investors at the front edge of the demographic wave of retiring baby boomers, whose needs are shifting from the long-term accumulation of capital to the preservation of capital for retirement and other objectives.
RIA Complete��Advisory Solutions For Brokers-Dealers April 14, 2009 Pershing's RIA Complete offers a comprehensive solution to help you retain and expand your share of business�whether fee- or commission-based�without limits.
RIA Solutions-A Broker-Dealer's Guide April 14, 2009 Explore the full range of advisor options, including corporate RIA and independent business models, and discusses the pros and cons of each approach.
Develop a Strategy to Grow Your Business March 23, 2009 Learn practical approaches for generating referrals with step-by-step best practices, drawing on input from thousands of investors across the country, with our guidebook, An Independent Advisor's Guide to Creating a Client Referral Strategy.
Subscribe� - Pershing's annuity platform with access to over 100,000 investment professionals February 09, 2009 Streamline how you process, service, and maintain annuity contracts efficiently with Pershing?s Subscribe� annuity platform. Accessible through NetExchange Pro�, Subscribe offers an annuity order entry platform, consolidation of annuity contracts within client brokerage accounts, and a comprehensive view of all client assets on a single screen.
Comprehensive Global Business Solutions for Financial Services Organizations February 05, 2009 Pershing is the global partner of choice for your business model, whether your focus is on individual or institutional clients, in the United States or abroad.
Comprehensive Global Business Solutions for Financial Services Organizations February 05, 2009 Pershing is the global partner of choice for your business model, whether your focus is on individual or institutional clients, in the United States or abroad.
Attract 401(k) and IRA Rollover Assets January 21, 2009 Pershing's Mutual Fund Only IRA is a cost-efficient way for your clients to achieve broad diversification across multiple fund families.
Your Business Without Limits� December 17, 2008 Whether your focus is on individual clients or institutional clients, in the United States or abroad, Pershing is the global partner of choice for your business model. With no retail channel to distract us, we are completely invested in your business.
Training Services December 10, 2008 Ensuring your firm has the knowledge and expertise to conduct business efficiently and effectively can be crucial to your success. Take advantage of our training services to receive personalized and turnkey solutions that empower you, your professionals, and your support staff to perform even better.
iNautix (USA) LLC December 10, 2008 Through iNautix, you have access to a company that combines financial experience and technology expertise to not only face the challenges posed by today's dynamic financial industry, but to excel ahead of your competitors.
NetExchange Client-Flexible Technology to Deliver Online Brokerage Services to Your Clients July 15, 2010 NetExchange Client� enables your firm to offer your clients an online brokerage platform to access account information, place trades, and get quotes, news, and research to help them manage their finances.
NetExchange Services December 10, 2008 NetExchange Services� is the gateway to Pershing's open-architecture solution, offering real-time access to financial tools and information, via your firm's proprietary front-end, or third-party, software.
Quality Scorecard December 10, 2008 Our commitment to customer satisfaction means sharing tools and information as partners, making each investor experience a positive one. The most tangible evidence of our drive to service excellence is the Quality Scorecard.
NetExchange Client-Flexible Technology to Deliver Online Brokerage Services to Your Clients December 10, 2008 NetExchange Client� enables your firm to offer your clients an online brokerage platform to access account information, place trades, and get quotes, news, and research to help them manage their finances.
Pershing Prime Services December 10, 2008 Pershing Prime Services offers you a comprehensive, integrated suite of prime brokerage solutions, backed with an extraordinary level of dedicated, high-touch service. Our principal trading desks focus solely on customer facilitation and we do not engage in proprietary trading, allowing us to offer an unconflicted approach to serving your business.
Pershing Advisor Solutions December 10, 2008 Pershing Advisor Solutions LLC is dedicated to serving registered investment advisors. We bring undivided focus, a deep understanding of your business challenges, and proven thought and technology leadership to a rapidly changing industry.
Preferred Pricing on Industry-Leading Solutions December 03, 2008 Armed with the knowledge of the challenges your firm faces, Pershing Advisor Solutions has leveraged its scale and buying power to access many of the industry's leading providers at beneficial terms in our ValueAlliance^� program. Pershing Advisor Solutions works on your behalf to negotiate the best deals and the most relevant, competitively differentiated offers to meet your needs.
World-class financial services to support an evolving, global market November 21, 2008 The breadth of our experience in clearing and settlement, billing, custody, and reporting services gives us an enormous advantage in tailoring our services to your needs.
ValueAlliance� November 19, 2008 ValueAlliance^� provides your firm with a network of best-of-class, third-party products and services offered at preferred rates�giving your business a competitive edge.
Trading Services: Tailored Solutions for Investment Advisors August 01, 2008 The Pershing name has been synonymous with high quality execution for nearly 70 years.
A Paperless Solution for Advisors-Transform your Business with iNautix� Document Management July 24, 2008 Archaic, paper-based filing systems are quickly becoming obsolete. As advisors look for document storage vehicles to minimize paper, they are finding that the next generation of document management systems can also help them become more efficient, improve client service, and reduce costs.
The Pershing Advantage May 30, 2008 You could gain distinct advantages by working with a Pershing-affiliated firm. As the industry leader, Pershing is your gateway to an unparalleled network of financial organizations.
Control, Flexibility, and Faster Executions May 29, 2008 The Rules Engine� plays an important role in your daily processes.
Investors Wise Up to 130/30 Strategies May 26, 2008 Read Institutional Investor's article on 130/30 strategies, including interviews with industry leaders at The Bank of New York Mellon and Pershing LLC, discussing recent market volatility and what it may mean for the future of your fund.
Streamlined Solutions for Global Markets May 26, 2008 Our team of knowledgeable professionals, open-architecture approach to technology, and unrivaled service and support can help you meet the demands of global equities and options markets. The globalization of equities and options markets has generated new opportunities�and new challenges that need to be overcome. Long recognized as a market leader, Pershing provides solutions that can give you a competitive advantage today, as well as position you for the future. Our expertise in order execution and regulatory compliance, coupled with an in-depth knowledge of current issues and trends, can help you build your business and manage risk. Whether you access Pershing through our NetExchange Pro� platform or a third-party order management system (OMS), our customized support, world-class service, and specialized desks can help you stay ahead of the curve.
American Express International Dollar Card May 26, 2008 Now you can offer your Latin American and Caribbean clients the convenience of the American Express International Dollar Card.
Do You Have Limited Marketing Resources? May 26, 2008 Whatever your marketing challenge, Pershing has solutions.
Powerful Capabilities May 26, 2008 Our team of knowledgeable professionals, open-architecture approach to technology, and unrivaled service and support can help you meet the demands of global equities and options markets.
Expand Your Business Resources May 23, 2008 Access best-of-breed NetExchange� Content providers to boost performance and efficiency.
Achieve Better Performance May 22, 2008 Attend our personalized training sessions to understand how Pershing Advisor Solutions can help you grow your business without limits.
Customized Solutions for Your Business May 22, 2008 Pershing Advisor Solutions provides a comprehensive range of institutional quality solutions to meet virtually every need combined with a uniquely consultative approach.
Total Access to the Fixed Income Markets May 21, 2008 Our extensive fixed income capabilities can help you meet the rapidly rising demand for fixed income.
Learning Power May 21, 2008 Firms rely on state-of-the-art technology and vast resources to deliver leading financial products and services�but in today's evolving business environment,that may not be enough. Competition is ever-present and the pace of change is fierce. Ensuring your firm has the knowledge and expertise to conduct business efficiently and effectively can be crucial to your success. Proficiency in key areas�including technology, policies, and procedures�and the ability to leverage best practices can help you stay ahead of your competitors and grow your business without limits.
Expand borrowing power May 21, 2008 Provide your clients an alternative to high-rate loans and credit cards with securities-based lending through LoanAdvance�.
Pershing's Retirement Planning Solutions May 21, 2008 Offer your clients a wide array of sophisticated Retirement Planning Solutions and value-added services. The retirement wave is upon us: The U.S. Census Bureau reports that the oldest of America's 78.2 million baby boomers began to turn 60 in 2006. As baby boomers�retire, they will demand more information and assistance as they plan for their retirement years. And it's not just baby boomers; more and more people at all phases of life are now thinking about and planning for their futures. So whether clients come to you as retirees in their distribution phase or as investors still in the accumulation phase, you need to be armed with retirement solutions that fit a range of needs and asset levels. Offering a wide array of sophisticated retirement planning products and value-added services, Pershing can position you to tap into this lucrative market.
Measuring How Well We Support You May 21, 2008 Our firm-wide service excellence program aims to improve and enhance your experience.
Compliance Solutions to Protect You and Your Business May 21, 2008 Develop reports, remain informed of trade violations, and view information based on your parameters through ComplianceView�.
Preferred Pricing on Industry-Leading Solutions May 21, 2008 Armed with the knowledge of the challenges your firm faces, Pershing has leveraged its scale and buying power to access many of the industry's leading providers at beneficial terms in our ValueAlliance^� program.
Total Access to the Fixed Income Markets May 21, 2008 Our extensive fixed income capabilities can help you meet the rapidly rising demand for fixed income.
Seamlessly Trade Online May 20, 2008 Access a live and executable inventory of more than 25,000 bonds from more than 90 fixed income dealers through BondCentral�, our online fixed income trading platform.
Let Your Business Thrive May 20, 2008 Cultivate a relationship that provides you with the service quality your business demands.
Chart the Right Course May 20, 2008 Pershing Advisor Solutions has the resources and knowledge to make your business more efficient and easier to manage.
Make the Transition to Independence May 20, 2008 We are dedicated to helping you make a rapid and informed career transition. An Advisor's Guide to Establishing an Independent Practice helps you understand the process and answers your questions about starting your own business.
Leverage Support that Goes the Distance May 20, 2008 Pershing Advisor Solutions provides the practice management support that can help you grow your business without limits.
Customized Technologies to Support Your Business May 20, 2008 Pershing Advisor Solutions creates customizable solutions for your technology challenges to keep you ahead of the competition.
Access to the Most Important Desks May 20, 2008 Pershing Advisor Solutions has the global trading power to meet the needs of your clients.
The Best-Kept Secrets of High-Performing Teams May 20, 2008 Explore the seven key behaviors behind successful teams, and gain insight into the leading factors driving employee commitment and satisfaction.
Account Opening Is Revolutionized May 20, 2008 Accessible via NetX360�, Account Services enables you to open new accounts, as well as update and maintain existing account information.
Expand Your Clients' Borrowing Power May 20, 2008 Provide your clients an alternative to high-rate loans and credit cards with securities-based lending through LoanAdvance.
Peak Investment Solutions for Your Clients May 20, 2008 Pershing Advisor Solutions offers a broad range of customized investment solutions for your business.
Build Your Business With Highly Scalable Solutions May 20, 2008 Gain unparalleled support for all your separately managed accounts with our open-architecture Managed Account Direct� platform.
Integrated Solutions for Short-Enabled Fund Managers May 21, 2008 The Bank of New York Mellon's asset servicing, administration, and collateral management groups, combined with Pershing Prime Services, provides an integrated platform that brings together all the servicing and financing functions needed to manage eligible 130/30 funds.
Certificate of Deposit Account Registry Service, or CDARS July 29, 2009 CDARS is an efficient way for high-net-worth investors to maximize access to FDIC insurance.
An Investment Professional's Guide to Creating a Client Referral Strategy June 30, 2009 This guidebook, created in partnership with Advisor Impact, outlines a comprehensive strategy for generating referrals with step-by-step best practices, focusing on measuring, managing and growing client relationships.
An Investment Professional's Guide to Creating a Client Referral Strategy June 30, 2009 This guidebook, created in partnership with Advisor Impact, outlines a comprehensive strategy for generating referrals with step-by-step best practices, focusing on measuring, managing and growing client relationships.
NetX360 June 01, 2009 Announcing NetX360, Pershing's revolutionary technology platform for investment professionals and RIAs, providing the tools needed to manage clients' accounts, deliver first-rate service, and develop new sales and revenue opportunities. NetX360 offers one complete solution to efficiently manage your entire business, whether it's commission or fee.
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Offer Comprehensive Wealth Management Solutions May 21, 2008 Maximize the opportunities that affluent clients present.

Traditional and Roth IRAs Client Brochure

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